Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam ZielinskiAXA Advisors, LLCCitigroup Global Markets Inc.$25007-21-2009
Akshay Jayant JaveriUBS Financial Services Inc.Citigroup Global Markets Inc.$15004-17-2009
Alan William EpsteinWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$50002-11-2009
Alfred Francis Kelly Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.$25003-20-2009
Anne Marie StotkaLincoln Financial Securities CorporationCitigroup Global Markets Inc.05-29-2009
Anthony Paul LibrizziWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$50001-29-2009
Barbara Filenbaum PiermontUBS Financial Services Inc.Citigroup Global Markets Inc.$15003-13-2009
Barry Marvin SchoenfeldWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$15004-23-2009
Bernard Harold AscherUBS Financial Services Inc.Citigroup Global Markets Inc.$10004-13-2009
Bradley Stephen SalerUBS Financial Services Inc.Citigroup Global Markets Inc.$50001-08-2009
Brett M. GoldsteinLPL Financial LLCCitigroup Global Markets Inc.$10009-08-2015
Brian A EisenmanH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.04-24-2009
Brian Joseph DillonH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.$10005-15-2009
Brian Matthew FernandezRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$50004-24-2009
Charles Edward ShumanRBC Capital Markets, LLCCitigroup Global Markets Inc.$10004-30-2009
Charles Howard LevineUBS Financial Services Inc.Citigroup Global Markets Inc.$50003-13-2009
Charles Patrick McgeeJanney Montgomery Scott LLCCitigroup Global Markets Inc.$25001-16-2009
Charles William DudleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$50005-15-2009
Christian A PinaChase Investment Services Corp.Citigroup Global Markets Inc.10-10-2011
Christopher J DorsiRBC Capital Markets, LLCCitigroup Global Markets Inc.$25001-08-2009
Christopher John VasiliuWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$10003-20-2009
Christopher Joseph DevineWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$10003-06-2009
Craig Everett YatesUBS Financial Services Inc.Citigroup Global Markets Inc.$10004-22-2009
Daniel N. GottliebUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-16-2009
Darren L. HugoUBS Financial Services Inc.Citigroup Global Markets Inc.$10004-03-2009
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Showing 1 to 25 of 142 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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