Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Yury MenbaevAXA Advisors, LLCDavid Lerner Associates, Inc.08-15-2017
James Matthew SholomNYLIFE Securities LLCDavid Lerner Associates, Inc.04-07-2017
Robert Steven GershonNYLIFE Securities LLCDavid Lerner Associates, Inc.01-05-2017
Gary Newton PottingerLPL Financial LLCDavid Lerner Associates, Inc.06-03-2016
Barry Paul SarinRaymond James & Associates, Inc.David Lerner Associates, Inc.$20401-14-2016
Jacob VakninRaymond James & Associates, Inc.David Lerner Associates, Inc.$101-14-2016
Michael Lewis SarinRaymond James & Associates, Inc.David Lerner Associates, Inc.01-14-2016
Bryant MathurinAXA Advisors, LLCDavid Lerner Associates, Inc.12-14-2015
Roxanna Martinez OrabonaMorgan StanleyDavid Lerner Associates, Inc.11-02-2015
Rakema Lawyell WhiteStifel, Nicolaus & Company, IncorporatedDavid Lerner Associates, Inc.$110-16-2015
Richard James JansonMetLife Securities Inc.David Lerner Associates, Inc.08-28-2015
Tammy KernerMetLife Securities Inc.David Lerner Associates, Inc.08-28-2015
William Seth StolowSignator Investors, Inc.David Lerner Associates, Inc.04-24-2015
Jorge Alberto SalazarLPL Financial LLCDavid Lerner Associates, Inc.$2511-11-2014
Carol Anne RichardsWells Fargo Clearing Services, LLCDavid Lerner Associates, Inc.08-11-2014
Deborah Ann Budz-MerklinPruco Securities, LLC.David Lerner Associates, Inc.02-06-2014
Asher Seth KrismanAmeriprise Financial Services, Inc.David Lerner Associates, Inc.10-02-2013
Todd Allen HolmesLPL Financial LLCDavid Lerner Associates, Inc.09-27-2013
Michael Joshua VaccaroMorgan StanleyDavid Lerner Associates, Inc.06-03-2013
Brian James HartmannSignator Investors, Inc.David Lerner Associates, Inc.01-08-2013
Michael Vincent PidichMorgan StanleyDavid Lerner Associates, Inc.$112-10-2012
George DobbsLPL Financial LLCDavid Lerner Associates, Inc.$5008-13-2012
Janet Irene MurrillMerrill Lynch, Pierce, Fenner & Smith IncorporatedDavid Lerner Associates, Inc.04-13-2012
Ernest Charles HodgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedDavid Lerner Associates, Inc.11-21-2011
David Herman TepperWells Fargo Clearing Services, LLCDavid Lerner Associates, Inc.11-18-2011
Next Page »

Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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