Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Paul FarrellAmeriprise Financial Services, Inc.Edward Jones03-01-2019
Adam G. BurtonRegulus Advisors, LLCEdward Jones$112-04-2018
Joseph Christopher ScalzoCommonwealth Financial NetworkEdward Jones$2509-07-2018
John Francis DolanCantella & Co., Inc.Edward Jones$15006-29-2018
Maurice SimpkinsWells Fargo Clearing Services, LLCEdward Jones05-15-2018
Tara Selkov KlimesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-20-2018
Scott Arthur TorsethMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-12-2018
John Andrew McadooWells Fargo Clearing Services, LLCEdward Jones04-10-2018
Kimberly Cullen BlackWells Fargo Clearing Services, LLCEdward Jones12-07-2017
William James Brenner Jr.AXA Advisors, LLCEdward Jones11-20-2017
Bryan AlzateNational Securities CorporationEdward Jones03-07-2017
Benjamin John OttKingsview Asset Management, LLCEdward Jones03-06-2017
Aurea Estelle Cruz De La WangerienLPL Financial LLCEdward Jones$5001-09-2017
James D ZahakosVoya Financial Advisors, Inc.Edward Jones$101-06-2017
Tamara Ann AllisonCantella & Co., Inc.Edward Jones$10001-06-2017
John Mark FleckRaymond James & Associates, Inc.Edward Jones$15010-28-2016
Douglas SheroffMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-24-2016
Elan SankerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-25-2016
Lawrence Buford LawsonAmeriprise Financial Services, Inc.Edward Jones$5008-12-2016
Michael Robert FlynnLPL Financial LLCEdward Jones$2505-27-2016
Edie Lorraine KellyLPL Financial LLCEdward Jones04-29-2016
Eugene Samuel SpitzerAmeriprise Financial Services, Inc.Edward Jones03-31-2016
Jonathan Riley MathewsPruco Securities, LLC.Edward Jones03-07-2016
Pasquale PisaniKingsview Asset Management, LLCEdward Jones01-26-2016
Perry Mathew SuttonMorgan StanleyEdward Jones01-13-2016
Next Page »

Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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