Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Paul FarrellAmeriprise Financial Services, Inc.Edward Jones03-01-2019
Adam G. BurtonRegulus Advisors, LLCEdward Jones12-04-2018
Joseph Christopher ScalzoCommonwealth Financial NetworkEdward Jones$2509-07-2018
John Francis DolanCantella & Co., Inc.Edward Jones$15006-29-2018
Maurice SimpkinsWells Fargo Clearing Services, LLCEdward Jones05-15-2018
Tara Selkov KlimesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-20-2018
Scott Arthur TorsethMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-12-2018
John Andrew McAdooWells Fargo Clearing Services, LLCEdward Jones04-10-2018
Kimberly Cullen BlackWells Fargo Clearing Services, LLCEdward Jones12-07-2017
William James BrennerAXA Advisors, LLCEdward Jones11-20-2017
Benjamin J. OttKingsview Asset Management, LLCEdward Jones03-06-2017
Aurea Estelle De La Cruz WangerienLPL Financial LLCEdward Jones$5001-09-2017
Tamara Ann AllisonCantella & Co., Inc.Edward Jones$10001-06-2017
James ZahakosVoya Financial Advisors, Inc.Edward Jones01-06-2017
John Mark FleckRaymond James & Associates, Inc.Edward Jones$13910-28-2016
Douglas SheroffMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-24-2016
Lawrence Buford LawsonAmeriprise Financial Services, Inc.Edward Jones$5008-12-2016
Michael Robert FlynnLPL Financial LLCEdward Jones$2505-27-2016
Edie Lorraine KellyLPL Financial LLCEdward Jones04-29-2016
Pasquale Pat PisaniKingsview Asset Management, LLCEdward Jones01-26-2016
Maryann L BradfordVALIC Financial Advisors, Inc.Edward Jones10-07-2015
Alexander Almahdi EljdidWells Fargo Clearing Services, LLCEdward Jones$2508-29-2014
Ka'Neda Nasha BullockCommonwealth Financial NetworkEdward Jones05-09-2014
James Edward BenningThe Investment Center, Inc.Edward Jones12-16-2013
Gary V BarberaL.O. Thomas & Co. Inc.Edward Jones06-19-2012
Next Page »

Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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