Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher J ArditiLPL Financial LLCEdward Jones$10002-27-2009
Jeffrey Guy WedgeworthAXA Advisors, LLCEdward Jones04-01-2009
David Raymond DrogonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-31-2009
Matthew David SheridanMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$10010-23-2009
Justin Alan PatrignaniMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-20-2009
Brian DorflingerRaymond James Financial Services, Inc.Edward Jones$10012-03-2009
Thomas John MajchrowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-30-2010
Thomas FilipowiczChase Investment Services Corp.Edward Jones09-01-2010
Daniel Thomas BroquadioPruco Securities, LLC.Edward Jones12-20-2010
Nwan Tambu MarcWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$10003-28-2011
Greg M WoolWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones05-20-2011
Jeffrey D SeiverthMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-23-2011
Julia Diane GagliardiLPL Financial LLCEdward Jones06-06-2011
Joseph Thomas Cannon Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-05-2011
Daniel Patrick WalshAmeriprise Financial Services, Inc.Edward Jones$10010-21-2011
Scott Ira GutmanPrivate Advisor Group, LLCEdward Jones01-27-2012
Anthony Lawrence PleshWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones02-10-2012
Melchor Callueng MartinezAXA Advisors, LLCEdward Jones04-01-2012
Brandon Edward SullivanMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-10-2012
Gary V BarberaL.O. Thomas & Co. Inc.Edward Jones06-19-2012
George Alexander JenkinsPremier College FundingEdward Jones06-25-2012
Matthew David DonovanAXA Advisors, LLCEdward Jones09-18-2012
Gordon Watson Pealock Jr.APW Capital, Inc.Edward Jones$10001-11-2013
Daniel Joseph NelsonAmeriprise Financial Services, Inc.Edward Jones08-01-2013
David Alexander RunyonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-25-2013
Next Page »

Showing 1 to 25 of 78 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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