Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert L RichCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Anne KraljicSecurities America, Inc.INVEST Financial Corporation12-19-2017
Christopher John CooneyLPL Financial LLCINVEST Financial Corporation02-14-2018
Craig Ian WeinstockLPL Financial LLCINVEST Financial Corporation02-14-2018
Damian Kerry ReillyCetera Investment Services LLCINVEST Financial Corporation12-06-2017
David Seth LeibowitzLPL Financial LLCINVEST Financial Corporation02-14-2018
Diane Lee MetivierLPL Financial LLCINVEST Financial Corporation02-14-2018
Donatello Dario BollettinoCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Gregory Anthony LongoCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Howard Bruce GolickLPL Financial LLCINVEST Financial Corporation02-14-2018
J. Scott SavageLPL Financial LLCINVEST Financial Corporation$2602-14-2018
Jeffrey Bruce SmithLPL Financial LLCINVEST Financial Corporation02-14-2018
John James Ricker IIILPL Financial LLCINVEST Financial Corporation02-14-2018
Joseph Alfred LangellaWells Fargo Clearing Services, LLCINVEST Financial Corporation$5009-29-2017
Joseph MisiewiczWells Fargo Clearing Services, LLCINVEST FINANCIAL CORPORATION$1006-29-2018
Kambiz SaadatCetera Investment Services LLCINVEST Financial Corporation$1012-06-2017
Lorraine Ellen SpeirsLPL Financial LLCINVEST Financial Corporation02-14-2018
Marc D ConoverLPL Financial LLCINVEST Financial Corporation02-14-2018
Mark John DubelLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Michael Albert MuzikarAXA Advisors, LLCINVEST Financial Corporation11-14-2017
Michael George KochLPL Financial LLCINVEST Financial Corporation$2502-14-2018
Michael John DunleavySantander Securities LLCINVEST Financial Corporation01-15-2016
Michael John Oldham AlbergaSecurities America, Inc.INVEST Financial Corporation12-04-2017
Nancy Mara EidenLPL Financial LLCINVEST Financial Corporation02-14-2018
Neil Marshall FriedLPL Financial LLCINVEST Financial Corporation12-04-2009
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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