Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gerard LiebmanCitigroup Global Markets Inc.J.P. Morgan Securities LLC03-18-2019
Dorota Bernadetta PietrykaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC02-01-2019
Edward EspinalSantander Securities LLCJ.P. Morgan Securities LLC$101-23-2019
Cameron Ruben MolifuaAXA Advisors, LLCJ.P. Morgan Securities LLC01-17-2019
Michael C. MirandaSantander Securities LLCJ.P. Morgan Securities LLC01-17-2019
Joseph James BalsamoHSBC Securities (USA) Inc.J.P. Morgan Securities LLC10-26-2018
Kemraj DubbraMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-09-2018
Christopher Lee ChurneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-05-2018
William Joseph O'BrienMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-01-2018
Andre Arnold MurilloSantander Securities LLCJ.P. Morgan Securities LLC09-25-2018
Bruno Rodolfo NaranjoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-19-2018
Manuel RuizMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15009-19-2018
Barata Jahmal ArthurCitizens Securities, Inc.J.P. Morgan Securities LLC$2509-14-2018
Gregory Hagop ShirinianMorgan StanleyJ.P. Morgan Securities LLC08-29-2018
Jeremy Carl FaberlleMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-14-2018
Steven Michael ThielMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-18-2018
Matthew John SalomonsenMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-05-2018
Sabiha Jabbar KhanMML Investors Services, LLCJ.P. Morgan Securities LLC$15006-19-2018
Scott Edward CostineLPL Financial LLCJ.P. Morgan Securities LLC$15004-13-2018
Kenneth Ray SpearsAXA Advisors, LLCJ.P. Morgan Securities LLC$103-30-2018
Analeigha Olivia OrtegaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-01-2018
Liet C HanAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$15002-08-2018
Rashad SharifPNC InvestmentsJ.P. Morgan Securities LLC01-12-2018
Robert Matthew TedescoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-20-2017
Julian Youngwoo ChoMorgan StanleyJ.P. Morgan Securities LLC12-14-2017
Next Page »

Showing 1 to 25 of 160 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.