Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Guy John Fernald1st Global Capital Corp.J.P. Morgan Securities LLC06-12-2015
Arthur Barry HenryAllstate Financial Services, LLCJ.P. Morgan Securities LLC$1409-26-2017
Kasim Basil CarterAllstate Financial Services, LLCJ.P. Morgan Securities LLC06-02-2017
Liet C. HanAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$15002-08-2018
Jonathan Pike WoolleyAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC06-21-2013
Cameron R. MolifuaAXA Advisors, LLCJ.P. Morgan Securities LLC01-17-2019
Kenneth Ray SpearsAXA Advisors, LLCJ.P. Morgan Securities LLC03-30-2018
Joseph James BalsamoHSBC Securities (USA) Inc.J.P. Morgan Securities LLC10-26-2018
Fei Hon YiuHSBC Securities (USA) Inc.J.P. Morgan Securities LLC08-11-2015
Raja Mohammad QasimHSBC Securities (USA) Inc.J.P. Morgan Securities LLC05-28-2014
Dennis Lee ZaplinLPL Financial LLCJ.P. Morgan Securities LLC$5003-29-2019
Scott Edward CostineLPL Financial LLCJ.P. Morgan Securities LLC$15004-13-2018
William Charles MeltzerLPL Financial LLCJ.P. Morgan Securities LLC05-04-2017
Ethan Howard SaidelLPL Financial LLCJ.P. Morgan Securities LLC$5005-03-2017
James M. FaraciLPL Financial LLCJ.P. Morgan Securities LLC02-22-2017
Sabrina MangualLPL Financial LLCJ.P. Morgan Securities LLC07-21-2016
Michael R SilversteinLPL Financial LLCJ.P. Morgan Securities LLC04-01-2016
Kirk Michael FeretLPL Financial LLCJ.P. Morgan Securities LLC09-08-2015
James Frederick GeitzLPL Financial LLCJ.P. Morgan Securities LLC04-17-2014
Robert Joseph KellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-03-2019
Vincent DipaolaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-08-2019
Hector CalaguaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-01-2019
Dorota Bernadetta PietrykaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC02-01-2019
Kemraj DubbraMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-09-2018
Christopher L ChurneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-05-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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