Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aarushi SharmaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-14-2019
Alexander Agostino AielloWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC$50010-02-2015
Alexander Dennis BakogiannisWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC11-10-2016
Alicia BoonePNC InvestmentsJ.P. Morgan Securities LLC03-05-2013
Ana ChiazzoWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC$24008-04-2017
Analeigha Olivia OrtegaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-01-2018
Andres Felipe AriasMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-08-2013
Angela ShawPNC InvestmentsJ.P. Morgan Securities LLC$15009-11-2019
Anthony Dwayne StevensonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC$10011-21-2017
Anthony Joseph GuarducciWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC12-01-2015
Arthur Barry HenryAllstate Financial Services, LLCJ.P. Morgan Securities LLC$14009-26-2017
Arundel KingPNC InvestmentsJ.P. Morgan Securities LLC$10002-05-2016
Azam M ChaudryWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC12-26-2013
Barata Jahmal ArthurCitizens Securities, Inc.J.P. Morgan Securities LLC$25009-14-2018
Benjamin George NorrieMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-14-2012
Benjamin LichtmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-05-2015
Bruno Rodolfo NaranjoWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC09-19-2018
Cameron R. MolifuaAXA Advisors, LLCJ.P. Morgan Securities LLC01-17-2019
CAMERON SCOTT ANDREWiss Private Client Advisors, LLCJ.P. Morgan Securities LLC09-22-2017
Carolyn Powell SandersonMorgan StanleyJ.P. Morgan Securities LLC$10009-15-2014
Charles J MarattaPNC InvestmentsJ.P. Morgan Securities LLC$50004-22-2015
Christian Xavier SantelliSantander Securities LLCJ.P. Morgan Securities LLC11-18-2016
Christine D. YutzPruco Securities, LLC.J.P. Morgan Securities LLC02-20-2019
Christopher Anthony ParilloMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-23-2014
Christopher C. RidenteMorgan StanleyJ.P. Morgan Securities LLC02-13-2015
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Showing 1 to 25 of 207 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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