Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tahja N. MendozaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC10-11-2019
Angela ShawPNC InvestmentsJ.P. Morgan Securities LLC$15009-11-2019
Michael Julian HowardMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-06-2019
David Randolph ReeveMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-19-2019
Karen Ann SmithPruco Securities, LLC.J.P. Morgan Securities LLC07-11-2019
Ina Anatoli PalmerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-10-2019
Robert Joseph KellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-28-2019
Aarushi SharmaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-14-2019
Vincent DipaolaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$10005-08-2019
Renato ObandoMorgan StanleyJ.P. Morgan Securities LLC$15005-06-2019
Pablo CardosoSantander Securities LLCJ.P. Morgan Securities LLC04-22-2019
Dennis Lee ZaplinLPL Financial LLCJ.P. Morgan Securities LLC$50003-29-2019
Joselito AquinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-25-2019
Ritu AgarwalWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC03-05-2019
Michelle Sousa BlauthMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$25003-04-2019
Hector CalaguaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-01-2019
Christine D. YutzPruco Securities, LLC.J.P. Morgan Securities LLC02-20-2019
Dorota Bernadetta PietrykaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC02-01-2019
Edward EspinalSantander Securities LLCJ.P. Morgan Securities LLC$10001-23-2019
Cameron R. MolifuaAXA Advisors, LLCJ.P. Morgan Securities LLC01-17-2019
Michael Cunha MirandaSantander Securities LLCJ.P. Morgan Securities LLC01-17-2019
Timothy R NewmanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC01-10-2019
Sean Michael KellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-17-2018
Gregory Scott HuetherMorgan StanleyJ.P. Morgan Securities LLC$15012-07-2018
Joseph James BalsamoHSBC Securities (USA) Inc.J.P. Morgan Securities LLC10-26-2018

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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