Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lee Anthony GiobbieAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$50010-04-2017
Thomas Michael JeszeckWells Fargo Clearing Services, LLCJanney Montgomery Scott LLC$2509-06-2017
Charles Patrick McgeeMorgan StanleyJanney Montgomery Scott LLC$5002-17-2017
Anthony Joseph KarpowichWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC03-04-2016
Daniel Timothy CampbellWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC11-06-2015
Stephen Lewis MarchelWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC$5011-06-2015
Tracy Lyn SantoroWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC$5011-06-2015
Robert Paul SlominSummit Equities, Inc.Janney Montgomery Scott LLC09-23-2015
Scott Edward NuttallAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$3810-03-2014
John Douglas FeastWells Fargo Clearing Services, LLCJanney Montgomery Scott LLC$7311-27-2013
Mary Ann MarettWells Fargo Clearing Services, LLCJanney Montgomery Scott LLC$2511-27-2013
Kurt Frederick KleinleJ.P. Morgan Securities LLCJanney Montgomery Scott LLC$15006-24-2013
Joseph John Szal Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedJanney Montgomery Scott LLC$2503-27-2013
Christopher Wayne BoutrossWells Fargo Clearing Services, LLCJanney Montgomery Scott LLC$1,00002-19-2013
Edward John Van ItallieMorgan StanleyJanney Montgomery Scott LLC$10002-29-2012
Anthony Pasquale CurcioMorgan StanleyJanney Montgomery Scott LLC$5012-02-2011
Vincent Joseph RicciardiMorgan StanleyJanney Montgomery Scott LLC12-02-2011
Ivan EliasAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$109-30-2011
David Arthur KolmanMorgan StanleyJanney Montgomery Scott LLC09-15-2011
Joseph Michael KellyMorgan StanleyJanney Montgomery Scott LLC07-16-2010
Donald Scott MoserJ.P. Turner & Company, L.L.C.Janney Montgomery Scott LLC08-28-2009
Dean Robert NovinStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC06-17-2009
George Joseph LesnikAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC06-05-2009
Brian Michael O'SullivanStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$2505-22-2009
Patrick Allen DalyStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$105-22-2009
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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