Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
George DobbsIndependent Financial Group, LLCLPL Financial LLC$5006-14-2019
Aaron Thomas HanszSymphonic Securities LLCLPL Financial LLC$104-24-2019
Aaron Thomas HanszSymphonic Securities LLCLPL Financial LLC$104-24-2019
Peter William LeistAmeriprise Financial Services, Inc.LPL Financial LLC$101-15-2019
Gail Lisa AbramsThe Investment Center, Inc.LPL Financial LLC$2511-30-2018
Elizabeth Ann EmrPurshe Kaplan Sterling InvestmentsLPL Financial LLC$10009-14-2018
Christopher John ArditiSantander Securities LLCLPL Financial LLC$107-25-2018
Robert Charles Shutte Jr.Cetera Advisor Networks LLCLPL Financial LLC$2506-25-2018
Mark Anthony FacconeFortis Group Advisors LLCLPL Financial LLC04-02-2018
John Edward SpringChelsea Financial ServicesLPL Financial LLC03-31-2018
Natacha Tania Smith1st Global Capital Corp.LPL Financial LLC03-06-2018
Jeffery Lee AhrensRaymond James Financial Services, Inc.LPL Financial LLC$6402-26-2018
John Anthony NaphorFortis Group Advisors LLCLPL Financial LLC02-21-2018
Kevin Dru KorondiFortis Group Advisors LLCLPL Financial LLC02-21-2018
Lawrence D ScolovenoFortis Group Advisors LLCLPL Financial LLC02-21-2018
Neil Kenneth PiperFortis Group Advisors LLCLPL Financial LLC02-21-2018
John David SavoiePruco Securities, LLC.LPL Financial LLC$1,00002-01-2018
Stephen Dino EspositoMutual Securities, Inc.LPL Financial LLC01-19-2018
Thomas James MoyerMutual Securities, Inc.LPL Financial LLC$5001-19-2018
Alexander Peter Kiczek Jr.David Lerner Associates, Inc.LPL Financial LLC10-18-2017
Michael Peter LeanzaPurshe Kaplan Sterling InvestmentsLPL Financial LLC06-26-2017
Mark Joseph ManginelliMML Investors Services, LLCLPL Financial LLC05-18-2017
John AromandoCommonwealth Financial NetworkLPL Financial LLC$102-28-2017
Kathleen Eileen SweeneyAmeriprise Financial Services, Inc.LPL Financial LLC02-23-2017
Anthony James DegerolamoAllstate Financial Services, LLCLPL Financial LLC01-10-2017
Next Page »

Showing 1 to 25 of 149 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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