Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony James DegerolamoAllstate Financial Services, LLCLPL Financial LLC01-10-2017
James Charles LeoAmerican Portfolios Financial Services, Inc.LPL Financial LLC05-04-2015
Bill Eldridge, Don DelmonteAmeriprise Financial Services, Inc.LPL Financial LLC $15810-18-2019
Peter William LeistAmeriprise Financial Services, Inc.LPL Financial LLC01-15-2019
Gary T. PlesslAmeriprise Financial Services, Inc.LPL Financial LLC$14309-16-2016
Kevin Douglas HouserAmeriprise Financial Services, Inc.LPL Financial LLC$4809-16-2016
Arnold Herbert KaminerAXA Advisors, LLCLPL Financial LLC11-27-2012
Robert Charles Shutte Jr.Cetera Advisor Networks LLCLPL Financial LLC$2506-25-2018
Scott Carlisle ChampionChampion Financial & Tax Services, LLCLPL Financial LLC02-02-2009
John AromandoCommonwealth Financial NetworkLPL Financial LLC02-28-2017
James Francis King Jr., Tony Bryan KellyCommonwealth Financial NetworkLPL Financial LLC$10005-14-2015
Linda Ellen KubitCommonwealth Financial NetworkLPL Financial LLC$2505-14-2015
Anthony Joseph VignolaCommonwealth Financial NetworkLPL Financial LLC05-14-2015
Nicholas Robert PontilenaEquity Services, Inc.LPL Financial LLC$1006-05-2013
Mark Anthony FacconeFortis Group Advisors LLCLPL Financial LLC04-02-2018
Neil Kenneth PiperFortis Group Advisors LLCLPL Financial LLC02-21-2018
Lawrence D. ScolovenoFortis Group Advisors LLCLPL Financial LLC02-21-2018
John Anthony NaphorFortis Group Advisors LLCLPL Financial LLC02-21-2018
Kevin Dru KorondiFortis Group Advisors LLCLPL Financial LLC02-21-2018
Joseph Francis Mangold Jr.Garden State Securities, Inc.LPL Financial LLC08-15-2013
Robert James MasciaGreen Ridge Wealth Planning LLCLPL Financial LLC06-06-2019
Jeremy D. BrowerJ.P. Morgan Securities LLCLPL Financial LLC01-28-2013
Thomas James PutneyJLP Capital ManagementLPL Financial LLC12-03-2014
Indya Dominique KellmanM&T Securities, Inc.LPL Financial LLC07-15-2016
Jonathan KarnMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC04-27-2016
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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