Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Carlisle ChampionChampion Financial & Tax Services, LLCLPL Financial LLC02-02-2009
Edward Charles LaneLane Asset ManagementLPL Financial LLC02-25-2009
Mark ScaleraMorristown Wealth Management, LLPLPL Financial LLC05-01-2009
Matthew David DonovanEdward JonesLPL Financial LLC08-21-2009
Robert John BacinoPremier College FundingLPL Financial LLC09-11-2009
Gregory John ViscomiPremier College FundingLPL Financial LLC11-01-2009
Louis Michael MeloneWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)LPL Financial LLC12-08-2009
Patrick John RatzWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)LPL Financial LLC$50012-18-2009
Donald Michael George Jr.Van Leeuwen & Company, LLCLPL Financial LLC12-23-2009
Anthony Lawrence HenryEssex National Securities, LLCLPL Financial LLC$25002-01-2010
John Francis DolanWalnut Street Securities, Inc.LPL Financial LLC04-01-2010
Denis Joseph KennyRaymond James Financial Services, Inc.LPL Financial LLC04-13-2010
Peter Richard NewsSummit Brokerage Services, Inc.LPL Financial LLC$10005-20-2010
Alan David JacobsonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)LPL Financial LLC$10007-19-2010
Matthew Jacob PaparazzoChase Investment Services Corp.LPL Financial LLC08-01-2010
Nick MagoneSummit Asset Management, Inc.LPL Financial LLC10-11-2010
Robert Michael SiemersPremier College FundingLPL Financial LLC11-01-2010
Catherine B. Allen-CarlozoM Financial Planning Services, IncLPL Financial LLC11-09-2010
Craig Donald WeisbeckerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$25011-29-2010
Michele Spencer BabakianHSBC Securities (USA) Inc.LPL Financial LLC03-07-2011
Edward Leo Bayarski Jr.Ameriprise Financial Services, Inc.LPL Financial LLC$15003-22-2011
Hari Ram SharmaPNC InvestmentsLPL Financial LLC04-01-2011
Mahesh ChandwaniPNC InvestmentsLPL Financial LLC04-01-2011
Lawrence Buford LawsonEdward JonesLPL Financial LLC$50004-18-2011
Debra Helen TaylorPrivate Advisor Group, LLCLPL Financial LLC07-07-2011
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Showing 1 to 25 of 230 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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