Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Jeffrey LoginStifel, Nicolaus & Company, IncorporatedLPL Financial LLC$5010-20-2014
Andrea B SpinosaSantander Securities LLCLPL Financial LLC09-19-2012
Andreas HessPNC InvestmentsLPL Financial LLC11-09-2011
Anthony James DegerolamoAllstate Financial Services, LLCLPL Financial LLC01-10-2017
Anthony Joseph VignolaCommonwealth Financial NetworkLPL Financial LLC05-14-2015
April Marie HortonSantander Securities LLCLPL Financial LLC09-19-2012
Arnold Herbert KaminerAXA Advisors, LLCLPL Financial LLC11-27-2012
Bill Eldridge, Don DelmonteAmeriprise Financial Services, Inc.LPL Financial LLC $15810-18-2019
Brian Michael SweattRaymond James Financial Services, Inc.LPL Financial LLC$5010-31-2014
Chad Ryan EwingPrivate Client Services, LLCLPL Financial LLC$5005-20-2015
Christopher John ArditiSantander Securities LLCLPL Financial LLC07-25-2018
Daniel Thomas ForanRaymond James Financial Services, Inc.LPL Financial LLC$10010-31-2014
Don Giovanello Jr.Raymond James Financial Services, Inc.LPL Financial LLC05-02-2016
Douglas Edgar WeltzMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC08-06-2015
Douglas James LockwoodWells Fargo Advisors Financial Network, LLCLPL Financial LLC$5005-04-2016
Edward Alan MetzRaymond James Financial Services, Inc.LPL Financial LLC$10001-09-2015
Elizabeth Ann EmrPurshe Kaplan Sterling InvestmentsLPL Financial LLC$10009-14-2018
Elizabeth EchavarriaSantander Securities LLCLPL Financial LLC09-19-2012
Gail Lisa AbramsThe Investment Center, Inc.LPL Financial LLC$2511-30-2018
Gary T. PlesslAmeriprise Financial Services, Inc.LPL Financial LLC$14309-16-2016
Indya Dominique KellmanM&T Securities, Inc.LPL Financial LLC07-15-2016
Iryna GrachMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC04-08-2013
James Charles LeoAmerican Portfolios Financial Services, Inc.LPL Financial LLC05-04-2015
James Francis King Jr., Tony Bryan KellyCommonwealth Financial NetworkLPL Financial LLC$10005-14-2015
James Michael StahlNext Financial Group, Inc.LPL Financial LLC$5010-25-2012
Next Page »

Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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