Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Scott RosengardLPL Financial LLCMML Investors Services, LLC09-02-2020
Benjamin Andrew RosengardLPL Financial LLCMML Investors Services, LLC09-02-2020
Kevin M BarryGWN Securities Inc.MML Investors Services, LLC$15008-03-2020
Dorota WarcholCommonwealth Financial NetworkMML Investors Services, LLC07-24-2020
Hirbod AzmiCommonwealth Financial NetworkMML Investors Services, LLC07-24-2020
Delores D NuamahFidelity Brokerage Services LLCMML Investors Services, LLC$15007-07-2020
David Mark SelenkoGWN Securities Inc.MML Investors Services, LLC07-01-2020
Jared BrownGWN Securities Inc.MML Investors Services, LLC07-01-2020
Zachary GildenbergGWN Securities Inc.MML Investors Services, LLC07-01-2020
Matthew ChandaAvantax Investment Services, Inc.MML Investors Services, LLC06-30-2020
Richard VulloNYLIFE Securities LLCMML Investors Services, LLC05-22-2020
Teigyoku Son SpringerPark Avenue Securities LLCMML Investors Services, LLC05-15-2020
John Eugene Hurle JrCetera Investment Services LLCMML Investors Services, LLC04-14-2020
Neil Anthony RennerEquitable Advisors, LLCMML Investors Services, LLC04-07-2020
Ronald Patrick Crudo JrLPL Financial LLCMML Investors Services, LLC03-23-2020
Vijay KrishnaswamyKestra Investment Services, LLCMML Investors Services, LLC03-20-2020
Philip James GranucciPruco Securities, LLC.MML Investors Services, LLC02-13-2020
Graham C ClarkeM Holdings Securities, Inc.MML Investors Services, LLC02-13-2020
David Andrew HammerTFS Securities, Inc.MML Investors Services, LLC02-12-2020
Chang LeeThe Investment Center, Inc.MML Investors Services, LLC01-21-2020
John Francis SharkeyEquitable Advisors, LLCMML Investors Services, LLC10-30-2019
Tremaine BembryHornor, Townsend & Kent, LLCMML Investors Services, LLC10-25-2019
Andrew Marshall HornSecurian Financial Services, Inc.MML Investors Services, LLC10-09-2019
Matthew Alexander KimmelUBS Financial Services Inc.MML Investors Services, LLC09-12-2019
Kevin Ford LambersonPruco Securities, LLC.MML Investors Services, LLC09-10-2019
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Showing 1 to 25 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.