Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrea Margo HauptmanSecurian Financial Services, Inc.MML Investors Services, LLC08-16-2011
Joseph Patrick CostelloRoyal Alliance Associates, Inc.MML Investors Services, LLC08-18-2011
Jason William DuffyM Holdings Securities, Inc.MML Investors Services, LLC03-06-2013
Jason John CapolarelloMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC08-21-2013
James M. DellavecchiaLPL Financial LLCMML Investors Services, LLC01-28-2014
David AllegrettoWells Fargo Advisors Financial Network, LLCMML Investors Services, LLC$5008-18-2014
Joseph R. FalisiAmeritas Investment Corp.MML Investors Services, LLC04-16-2015
Michael Anthony TrabuccoAllstate Financial Services, LLCMML Investors Services, LLC08-13-2015
Vincent MiseoAllstate Financial Services, LLCMML Investors Services, LLC01-28-2016
Timothy KorwinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC04-21-2017
Christopher Walter EbleCitigroup Global Markets Inc.MML Investors Services, LLC06-08-2017
Nimia Lactao PilapilCetera Financial Specialists LLCMML Investors Services, LLC06-26-2017
Anthony CaldariseMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC07-06-2017
Robert Charles WynnSecurian Financial Services, Inc.MML Investors Services, LLC$12007-11-2017
Bala SubramanianFirst Heartland Capital, Inc.MML Investors Services, LLC07-14-2017
Richard James JansonAXA Advisors, LLCMML Investors Services, LLC$8707-24-2017
Justin PaineEquity Services, Inc.MML Investors Services, LLC08-10-2017
Derek Scott De PolGWN Securities Inc.MML Investors Services, LLC$10008-14-2017
Carmine Brandon CoppolaNYLIFE Securities LLCMML Investors Services, LLC08-17-2017
Michael Anthony DilellaGWN Securities Inc.MML Investors Services, LLC$10009-01-2017
Erik Paul ScherrPark Avenue Securities LLCMML Investors Services, LLC09-08-2017
John William CacciapuotiNYLIFE Securities LLCMML Investors Services, LLC11-09-2017
Tyrone Courtney HutchinsonGWN Securities Inc.MML Investors Services, LLC11-13-2017
David C. D'Albero IINYLIFE Securities LLCMML Investors Services, LLC11-20-2017
Daniel Michael RodgersPruco Securities, LLC.MML Investors Services, LLC11-21-2017
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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