Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Michael Sullivan IIINational Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2020
Jasmine MuhammadJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2019
Charles Calogero LociceroPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-10-2019
Matthew Joseph YoffredoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2019
Bartosz Wojciech WojciechowskiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-25-2019
Lou DeMartinoAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-08-2019
Gregory Patrick BarbaroAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50011-08-2019
James Douglas TuckerAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-08-2019
Vanessa Sandra MahoneyPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2019
Christopher Charles MeloroWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$50010-25-2019
Kent Kent Ellsworth GandyR. Seelaus & Co., LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-24-2019
Frank N. DolceRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25010-24-2019
Kyle AbbotSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-17-2019
Vincent Ronald Della FeraThe GMS Group, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2019
John Philip HeintjesLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-30-2019
Steven M. ThielJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Katherine L DanburyCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2019
Michael IervolineJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2019
David J. NovakPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2019
Michael Thomas SanzoneUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2019
Yahui LuPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2019
Christopher M Michael JackowskiRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-10-2019
Christian Kyle WolfeRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-08-2019
Michael Timothy WaldronWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Stephen M Waite IIAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10006-18-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.