Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen M Waite IIAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$11906-18-2019
David Schrader Frank DeFrancoAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$14310-13-2017
Levent Bayrasli Russell SmithAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$9511-16-2012
Craig Russ Robert FurciatoAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$8311-14-2011
Anthony Tango Carmine TangoJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2020
Leonard LJ BonifaceRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$13703-21-2019
Michael Gee Andrea Savva Raymond LeeRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$19007-12-2018
Jim Ewing Michael ConaHighTower Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20003-13-2017
Steven Culbert Mark SmithRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$14501-18-2017
William B Wolf Ethan CollinsHighTower Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$44008-29-2014
Margaret HillWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$7004-27-2018
Joseph LauricellaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$7011-03-2017
Michael BorselloMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$13204-21-2017
Dennis HallWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20001-24-2017
Lei Sun Zhigang ShenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$19004-08-2016
Andrew C OberUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$16004-22-2015
Eric T PressmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$7501-09-2015
Albert Fox Edward Penberthy Joseph DehnMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$60003-20-2014
Robert Finan Anthony LaFonteMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$40009-12-2013
Diane Alecci Lynn BlanchardMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50001-04-2013
Lance HubenyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$9807-25-2012
Palumbo Short DAmato Dixon GroupUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$75004-01-2012
John Alex Jose Pietri Thomas LaughlinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$20011-22-2011
Nancy Bernstein Greg RosenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15711-15-2011
Nina HakimUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$30008-31-2010
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Showing 1 to 25 of 457 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.