Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rosa Bony HaroAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2019
Craig C. EaglesonAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2018
Richard Albert NasdeoAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1006-09-2016
Elliot Jason GrodkoAmerican Portfolios Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2014
Steven GrodkoAmerican Portfolios Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2014
Lou DeMartinoAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-08-2019
Gregory Patrick BarbaroAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-08-2019
James Douglas TuckerAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-08-2019
Stephen M Waite IIAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2019
Robin K CatanioAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2018
Eva Judy TeilborgAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2018
David J SchraderAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-13-2017
Pio Francesco DefrancoAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-13-2017
Matthew ValentinoAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-23-2017
Andrew Joseph ManganielloAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2016
Jason Anthony HeldAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-18-2015
Michelle RussottoAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-15-2015
Paul Steven PlemenosAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-15-2015
Varick Dey Martin IIIAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2015
John Timothy StrangAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2015
Clifton W LeeAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2014
Rashid RamizAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2013
Robert Bruce PollsenAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2013
Victor M MelendezAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2013
Levent Aziz BayrasliAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.