Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abdul KhaliqBCG Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-09-2018
Adam Douglas GarretsonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-18-2017
Adam GuralnickCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-09-2016
Adam Van Voorhis PuffLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2009
Ahmad AbdoPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-02-2014
Alan John Schmitz Jr.Signator Investors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2013
Alan Joseph TangretiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-07-2011
Alberico Mario SessaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-09-2012
Albert Abraham FoxMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$20003-20-2014
Alessandro PaternoTD Ameritrade, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2013
Alexa Ann MazzaTD Ameritrade, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2018
Alexander BolshemWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-25-2010
Alfred B Farrell Jr.Santander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2505-09-2016
Alvin Davis WaltonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated02-22-2011
Alyssa C. CannuliRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2020
Amar Prakash BhattWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-05-2015
Amir AhmadMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2010
Andrea SavvaRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-12-2018
Andres F CordobaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-06-2013
Andrew Blake EinsteinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-18-2016
Andrew Crawford OberUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-22-2015
Andrew Davis MindnichJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2017
Andrew F GhazalGuardian SolutionsMerrill Lynch, Pierce, Fenner & Smith Incorporated02-10-2015
Andrew J. ThorntonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2017
Andrew Joseph ManganielloAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.