Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abdul KhaliqBCG Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-09-2018
Adam Douglas GarretsonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-18-2017
Alan Joseph TangretiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-07-2011
Alberico Mario Sessa, Michael Christopher AndrieuUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-09-2012
Albert Abraham Fox, Edward Michael Penberthy, Joseph Gordon DehnMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$20003-20-2014
Albert Fox, Edward Penberthy, Joseph DehnMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$60003-20-2014
Amar Prakash BhattWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-05-2015
Andrew Blake EinsteinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-18-2016
Andrew C. OberUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$16004-22-2015
Andrew Crawford OberUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-22-2015
Andrew Davis MindnichJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2017
Andrew F GhazalGuardian SolutionsMerrill Lynch, Pierce, Fenner & Smith Incorporated02-10-2015
Andrew J. ThorntonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2017
Andrew Joseph ManganielloAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2016
Ansh AbrolWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2018
Anthony Robert CapriMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-11-2013
Anthony Salvatore D'AngeloWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2012
Anthony Theodore CortinaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2014
Ari R WishkoffMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2012
Barry Jacob GottliebMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2010
Brad Michael JacobsonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-14-2011
Brett Stephan RiggiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2013
Brian Alexander CarsonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2018
Brian Arthur GeltzeilerRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2017
Brian John Pendleton IIIHennion & Walsh, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2012
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Showing 1 to 25 of 302 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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