Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kyle AbbotSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-17-2019
Jeffrey Mark UngerSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2019
Joaquin ManriqueSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25003-14-2019
Matthew PenningtonSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2019
Juan Sebastian AlzateSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2018
Joseph Michael ScuttsSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2018
Joseph Domenick PetraccaSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2017
John David MessinaSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2017
Jeannette Barra GoldsteinSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-09-2017
Louis Joseph CuomoSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25009-07-2016
Alfred B Farrell Jr.Santander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25005-09-2016
Dana Jerome JohnsonSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2014
Ernest Charles HodgeSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-07-2013
Seamus Joseph Whalen IIISantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50004-30-2013

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.