Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Warren Richard GravesLincoln Financial Advisors CorporationMetLife Securities Inc.03-24-2017
Johan Simon DevriesSecurian Financial Services, Inc.MetLife Securities Inc.03-09-2017
Zhong Da WangPruco Securities, LLC.MetLife Securities Inc.03-09-2017
Sara Ann SchollGWN Securities Inc.MetLife Securities Inc.02-17-2017
Carolyn J KingEquity Services, Inc.MetLife Securities Inc.01-20-2017
Darrin Michael BradleySecurian Financial Services, Inc.MetLife Securities Inc.$5001-20-2017
Michael A KaupLPL Financial LLCMetLife Securities Inc.$501-20-2017
Michael William RileyEquitable Advisors, LLCMetLife Securities Inc.12-15-2016
Shenghua WangPruco Securities, LLC.MetLife Securities Inc.09-20-2016
Xiaojuan QianPruco Securities, LLC.MetLife Securities Inc.09-20-2016
Michael Patrick PrevitiEquity Services, Inc.MetLife Securities Inc.09-06-2016
Carlos John GuevaraEquitable Advisors, LLCMetLife Securities Inc.$5007-22-2016
Vincent Charles CommoretoSecurian Financial Services, Inc.MetLife Securities Inc.07-07-2016
Todd Jason RosenblattLPL Financial LLCMetLife Securities Inc.05-02-2016
Christopher Michael GrellaAmeriprise Financial Services, LLCMetLife Securities Inc.04-11-2016
Anthony MarinoAmeriprise Financial Services, LLCMetLife Securities Inc.04-08-2016
Robert Steven Sherlock JrAvantax Investment Services, Inc.MetLife Securities Inc.03-25-2016
Scott Nolde RussellLincoln Financial Advisors CorporationMetLife Securities Inc.12-22-2015
Christopher James DemarcoEquity Services, Inc.MetLife Securities Inc.11-12-2015
Christopher Lee RobertshawEdward JonesMetLife Securities Inc.10-26-2015
John ScialabbaTFS Securities, Inc.MetLife Securities Inc.$15003-27-2015
Patrick William PuzzoCetera Advisors LLCMetLife Securities Inc.10-30-2014
Dan CsumaJ.P. Morgan Securities LLCMetLife Securities Inc.$15007-08-2014
Jason W ThiemeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.06-30-2014
Shawn A SteffensCommonwealth Financial NetworkMetLife Securities Inc.06-24-2014
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.