Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Isabel Maria Rodrigues-PauloSecurian Financial Services, Inc.MetLife Securities Inc.03-30-2017
Warren Richard GravesLincoln Financial Advisors CorporationMetLife Securities Inc.03-24-2017
Edward Thomas MunozG.F. Investment Services, LLCMetLife Securities Inc.03-21-2017
Zhong Da WangPruco Securities, LLC.MetLife Securities Inc.03-09-2017
Robert James Covello Jr.Securian Financial Services, Inc.MetLife Securities Inc.$103-08-2017
Carolyn J KingEquity Services, Inc.MetLife Securities Inc.$1001-20-2017
Chun LiFirst Heartland Capital, Inc.MetLife Securities Inc.12-21-2016
Mirna VartanianJ.P. Morgan Securities LLCMetLife Securities Inc.10-14-2016
Shenghua WangPruco Securities, LLC.MetLife Securities Inc.09-20-2016
Michael Patrick PrevitiEquity Services, Inc.MetLife Securities Inc.$10009-06-2016
Craig Barry WeissR. Seelaus & Co., LLCMetLife Securities Inc.08-30-2016
Christopher Salvatore GuerrieriEquity Services, Inc.MetLife Securities Inc.08-04-2016
Sabiha Jabbar KhanJ.P. Morgan Securities LLCMetLife Securities Inc.07-26-2016
David N MebsAXA Advisors, LLCMetLife Securities Inc.07-22-2016
Edward Carl HoffmanTriad Advisors LLCMetLife Securities Inc.07-18-2016
Maureen Lee ZukoskyTriad Advisors LLCMetLife Securities Inc.07-18-2016
Jane Theresa KrierTriad Advisors LLCMetLife Securities Inc.07-15-2016
Randolph Mark WarrenTriad Advisors LLCMetLife Securities Inc.07-15-2016
David PoupardLPL Financial LLCMetLife Securities Inc.06-30-2016
Valerie Marie QuartiereWoodbury Financial Services, Inc.MetLife Securities Inc.$106-30-2016
Scott J FrancisSecurian Financial Services, Inc.MetLife Securities Inc.06-28-2016
David ShawEdward JonesMetLife Securities Inc.$5005-27-2016
Kathleen BrownNYLIFE Securities LLCMetLife Securities Inc.05-27-2016
Ranjit BahadurLPL Financial LLCMetLife Securities Inc.$10005-16-2016
Todd Jason RosenblattLPL Financial LLCMetLife Securities Inc.$1005-02-2016
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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