Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick Joseph SheridanAllstate Financial Services, LLCMetLife Securities Inc.01-12-2009
Christopher Michael GrellaAmeriprise Financial Services, Inc.MetLife Securities Inc.04-11-2016
Anthony MarinoAmeriprise Financial Services, Inc.MetLife Securities Inc.$15004-08-2016
David N MebsAXA Advisors, LLCMetLife Securities Inc.07-22-2016
Patrick William PuzzoCetera Advisors LLCMetLife Securities Inc.10-30-2014
Shawn A Steffens, Shain Andru SteffensCommonwealth Financial NetworkMetLife Securities Inc.$1006-24-2014
David ShawEdward JonesMetLife Securities Inc.$5005-27-2016
Justin P. SontaEdward JonesMetLife Securities Inc.11-08-2013
Carolyn J KingEquity Services, Inc.MetLife Securities Inc.$1001-20-2017
Michael Patrick PrevitiEquity Services, Inc.MetLife Securities Inc.$10009-06-2016
Nicola RiversoEquity Services, Inc.MetLife Securities Inc.07-29-2016
Jeffrey Ira FriedrichEquity Services, Inc.MetLife Securities Inc.07-29-2016
Christopher James DemarcoEquity Services, Inc.MetLife Securities Inc.11-12-2015
David Joseph ChiusanoEquity Services, Inc.MetLife Securities Inc.$1001-06-2014
James Christopher MuroEquity Services, Inc.MetLife Securities Inc.12-13-2013
Robert Steven Sherlock Jr.HD Vest Investment ServicesMetLife Securities Inc.03-25-2016
Dan CsumaJ.P. Morgan Securities LLCMetLife Securities Inc.07-08-2014
Warren Richard GravesLincoln Financial Advisors CorporationMetLife Securities Inc.03-24-2017
Scott Nolde RussellLincoln Financial Advisors CorporationMetLife Securities Inc.12-22-2015
Michael Anthony MaffeiLincoln InvestmentMetLife Securities Inc.$1009-01-2009
Michael A KaupLPL Financial LLCMetLife Securities Inc.01-20-2017
Ranjit BahadurLPL Financial LLCMetLife Securities Inc.$21705-16-2016
Todd Jason RosenblattLPL Financial LLCMetLife Securities Inc.$1005-02-2016
Robert James MasciaLPL Financial LLCMetLife Securities Inc.02-02-2016
Jason W. ThiemeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.06-30-2014
Next Page »

Showing 1 to 25 of 174 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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