Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Jay MendlowitzPruco Securities, LLC.MetLife Securities Inc.02-13-2014
Alan Michael BaroneHornor, Townsend & Kent, LLCMetLife Securities Inc.01-30-2014
Alex GlushanokNationwide Planning Associates Inc.MetLife Securities Inc.$15001-07-2009
Andrew Davis MindnichMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.05-12-2015
Andrew Jared PerlsteinUBS Financial Services Inc.MetLife Securities Inc.08-01-2011
Anthony MarinoAmeriprise Financial Services, LLCMetLife Securities Inc.$15004-08-2016
Anthony Michael MantellinoNYLIFE Securities LLCMetLife Securities Inc.$5004-22-2016
Anuradha DronadulaPruco Securities, LLC.MetLife Securities Inc.05-25-2011
Ben Tam TamPNC InvestmentsMetLife Securities Inc.04-27-2016
Betsy Nan BloomMetLife Securities Inc.MetLife Securities Inc.06-23-2011
Carolyn J KingEquity Services, Inc.MetLife Securities Inc.01-20-2017
Christina Chunglih HsuNYLIFE Securities LLCMetLife Securities Inc.11-14-2012
Christina Lorraine VozzoMorgan StanleyMetLife Securities Inc.05-04-2011
Christopher James DemarcoEquity Services, Inc.MetLife Securities Inc.11-12-2015
Christopher Joseph CarrozzaVALIC Financial Advisors, Inc.MetLife Securities Inc.05-05-2011
Christopher Michael GrellaAmeriprise Financial Services, LLCMetLife Securities Inc.04-11-2016
Christopher Michael MonkCadaret, Grant & Co., Inc.MetLife Securities Inc.09-08-2014
Christopher Salvatore GuerrieriEquity Services, Inc.MetLife Securities Inc.08-04-2016
Chun Fung HaScottrade, Inc.MetLife Securities Inc.07-22-2009
Chun LiFirst Heartland Capital, Inc.MetLife Securities Inc.12-21-2016
Craig Barry WeissR. Seelaus & Co., LLCMetLife Securities Inc.$10008-30-2016
Dan CsumaJ.P. Morgan Securities LLCMetLife Securities Inc.07-08-2014
Daniel Walter CaffreyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.10-15-2010
Darrin Michael BradleySecurian Financial Services, Inc.MetLife Securities Inc.$2501-20-2017
David Joseph ChiusanoEquity Services, Inc.MetLife Securities Inc.$1001-06-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.