Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Greg RosenAmeriprise Financial Services, Inc.Morgan Stanley$5005-10-2019
Whitney C StrublePurshe Kaplan Sterling InvestmentsMorgan Stanley05-10-2019
Giovanni Duran, Joseph Cataldo, Nick PennaRaymond James Financial Services, Inc.Morgan Stanley$52004-11-2019
Giovanni DuranRaymond James Financial Services, Inc.Morgan Stanley$1,00004-11-2019
Joseph John CataldoRaymond James Financial Services, Inc.Morgan Stanley$10004-11-2019
Nicholas PennaRaymond James Financial Services, Inc.Morgan Stanley04-11-2019
Matthew BeninatiLPL Financial LLCMorgan Stanley$103-14-2019
Joseph Fioravante DemarcoAmeriprise Financial Services, Inc.Morgan Stanley$10001-18-2019
Fred JaramilloWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-11-2019
Jason Michael SprungWells Fargo Advisors Financial Network, LLCMorgan Stanley$5001-11-2019
Mark Sean RodrickWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-11-2019
Steven Michael SilverthorneHD Vest Investment ServicesMorgan Stanley$2501-10-2019
Timothy Francis SkinnerBuckman, Buckman & Reid, Inc.Morgan Stanley$15011-30-2018
Adele Millicent PolakoffWinslow, Evans & Crocker, Inc.Morgan Stanley$15010-05-2018
Elaine Janet BeneduciWinslow, Evans & Crocker, Inc.Morgan Stanley$15410-05-2018
Linda Dimeglio RozyckiRaymond James Financial Services, Inc.Morgan Stanley10-05-2018
Stephen Joseph DonovanWells Fargo Clearing Services, LLCMorgan Stanley$10009-25-2018
Dominic D'Angelo GarciaPrivate Advisor Group, LLCMorgan Stanley08-31-2018
Jessica C O'NeillRaymond James & Associates, Inc.Morgan Stanley08-10-2018
Thomas Carl O'Neill Jr.Raymond James & Associates, Inc.Morgan Stanley08-10-2018
Christopher M OlsonRBC Capital Markets, LLCMorgan Stanley$107-12-2018
Matthew Farley LaneRBC Capital Markets, LLCMorgan Stanley$107-12-2018
Janet Lisa StamatoStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15006-15-2018
John Joseph AbadiotakisWells Fargo Clearing Services, LLCMorgan Stanley$5006-08-2018
Stephen McgahranAXA Advisors, LLCMorgan Stanley$2505-24-2018
Next Page »

Showing 1 to 25 of 491 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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