Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex Ross PerlbergUBS Financial Services Inc.Morgan Stanley$1004-05-2013
Charles BowmanJ.P. Morgan Securities LLCMorgan Stanley04-02-2013
Arthur Cahill, Stefen BenincasaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$29003-28-2013
Arthur Joseph Cahill III, Stefen Joseph BenincasaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10003-28-2013
Albert Arshag KapigianUBS Financial Services Inc.Morgan Stanley$10003-28-2013
Carla Wesley BoggessAmeriprise Financial Services, Inc.Morgan Stanley$5003-15-2013
David Seth ColemanUBS Financial Services Inc.Morgan Stanley$10003-07-2013
Brian MooreMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$11302-27-2013
Brian Douglas MooreMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10002-25-2013
Ira Henry LomenchMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2502-25-2013
Anthony Nicholas CodispotiUBS Financial Services Inc.Morgan Stanley$2502-15-2013
Andrew PagoulatosStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15002-08-2013
Robert Charles Rooke Jr.Raymond James Financial Services, Inc.Morgan Stanley01-16-2013
Gregory Michael LiroUBS Financial Services Inc.Morgan Stanley01-14-2013
Thomas William LarsenJ.P. Morgan Securities LLCMorgan Stanley01-14-2013
Benjamin Tyler ChunkoAPW Capital, Inc.Morgan Stanley01-13-2013
Rachel Ellen SchwarzUBS Financial Services Inc.Morgan Stanley$20001-10-2013
James Martin Rohmann, Steven Anthony FiliaciMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10001-10-2013
Susan Lynn FanburgUBS Financial Services Inc.Morgan Stanley$5001-10-2013
James Arthur SchwarzUBS Financial Services Inc.Morgan Stanley$5001-10-2013
Donald Bruce RosenthalUBS Financial Services Inc.Morgan Stanley01-10-2013
Bernard August VenturaRBC Capital Markets, LLCMorgan Stanley12-14-2012
Cynthia Lynne ParkerRaymond James & Associates, Inc.Morgan Stanley12-07-2012
Mark ParkerRaymond James & Associates, Inc.Morgan Stanley12-07-2012
Matthew P MacMichaelMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5011-30-2012
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Showing 226 to 250 of 415 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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