Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Landry BraatzMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2511-30-2012
Daniel Matthew PolizzanoLPL Financial LLCMorgan Stanley11-19-2012
Susan McGivneyUBS Financial Services Inc.Morgan Stanley11-12-2012
Brian Jeffrey PomarlenAmeriprise Financial Services, Inc.Morgan Stanley$10011-06-2012
Richard John Jagodzinski Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5011-02-2012
Craig Francis ReinertMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-05-2012
Christopher KeteWells Fargo Clearing Services, LLCMorgan Stanley$2509-28-2012
Raymond John AbbateMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10009-21-2012
Steven Alan KalodnerUBS Financial Services Inc.Morgan Stanley$5009-20-2012
Suzanne Marjorie SloanUBS Financial Services Inc.Morgan Stanley09-20-2012
Kenneth Andrews WelshWells Fargo Clearing Services, LLCMorgan Stanley$2509-07-2012
Kevin Patrick YurkoLPL Financial LLCMorgan Stanley$2508-28-2012
Daniel Adam SeitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-23-2012
Jack ZottiJanney Montgomery Scott LLCMorgan Stanley$5007-18-2012
Christopher Mark OconnorOppenheimer & Co. Inc.Morgan Stanley$5007-13-2012
John James PecciWells Fargo Clearing Services, LLCMorgan Stanley$2507-09-2012
William Derry Bruen Jr., Andrew Wright BruenUBS Financial Services Inc.Morgan Stanley$5007-06-2012
Alan Bradley GuenzelWells Fargo Advisors Financial Network, LLCMorgan Stanley06-14-2012
Robert D. Powell, Walter M. Urban, Tyler MercerRaymond JamesMorgan Stanley$18706-12-2012
Robert Christopher MarsigliaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5006-08-2012
James F Boyle IIICetera Advisors LLCMorgan Stanley06-08-2012
Maura Catherine PoieszUBS Financial Services Inc.Morgan Stanley05-31-2012
John Patrick RauchWells Fargo Clearing Services, LLCMorgan Stanley$15005-30-2012
Mark PomoUBS Financial Services Inc.Morgan Stanley$20005-29-2012
Eric Anthony ScriffianoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-29-2012
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Showing 251 to 275 of 415 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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