Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Meryl Linda Futey1st Global Capital Corp.Morgan Stanley08-05-2011
John Edward EkdahlMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5006-24-2011
Joseph PalumboWells Fargo Clearing Services, LLCMorgan Stanley$15006-17-2011
Jeffrey P. HeppardBCG Securities, Inc.Morgan Stanley$5006-11-2011
Bernard MichaelsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-10-2011
Scott David Archer, Michael Scott ArcherMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15005-27-2011
Christopher Charles MeloroMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2505-27-2011
Robert Michael WhiteMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-23-2011
Christopher DipietroUBS Financial Services Inc.Morgan Stanley05-17-2011
Roger Thomas AmonicaUBS Financial Services Inc.Morgan Stanley05-13-2011
John Robert Morris, Matthew JerkovichUBS Financial Services Inc.Morgan Stanley05-13-2011
Thomas J KomninosAmeriprise Financial Services, Inc.Morgan Stanley05-13-2011
Henry Charles Senger IIIUBS Financial Services Inc.Morgan Stanley05-12-2011
William Francis McKennaUBS Financial Services Inc.Morgan Stanley04-28-2011
Anthony Joseph MagnierMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-18-2011
Robert Peter PetrocineAmeriprise Financial Services, Inc.Morgan Stanley$15003-18-2011
Stephen James ZarubnickyHennion & Walsh, Inc.Morgan Stanley$1002-25-2011
Robert Michael SorgeLPL Financial LLCMorgan Stanley02-18-2011
Charles Slater, Bryan NunbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10102-07-2011
Ronald Elliot HollenderLPL Financial LLCMorgan Stanley$5002-04-2011
Charles Ira Slater, Bryan Scot NunbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5001-28-2011
John P Clarke IILPL Financial LLCMorgan Stanley12-10-2010
Samuel Marco GuglieminiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-03-2010
Peter Jason DemarcoUBS Financial Services Inc.Morgan Stanley$5012-01-2010
Kenneth G. MontalUBS Financial Services Inc.Morgan Stanley12-01-2010
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Showing 326 to 350 of 415 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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