Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elaine Janet BeneduciWinslow, Evans & Crocker, Inc.Morgan Stanley$15410-05-2018
Adele Millicent PolakoffWinslow, Evans & Crocker, Inc.Morgan Stanley$15010-05-2018
Veronica C VorhiesWinslow, Evans & Crocker, Inc.Morgan Stanley$10010-05-2018
Linda RozyckiRaymond James Financial Services, Inc.Morgan Stanley10-05-2018
Richard Louis BeneduciWinslow, Evans & Crocker, Inc.Morgan Stanley10-05-2018
Stephen Joseph DonovanWells Fargo Clearing Services, LLCMorgan Stanley$10009-25-2018
Thomas O'Neill, Jessica O'Neill, Thomas O'Neill Jr.Raymond JamesMorgan Stanley$20309-10-2018
Thomas Carl O'NeillRaymond James & Associates, Inc.Morgan Stanley$10008-10-2018
Jessica C. OneillRaymond James & Associates, Inc.Morgan Stanley08-10-2018
Thomas C. Oneill Jr.Raymond James & Associates, Inc.Morgan Stanley08-10-2018
Matthew Farley LaneRBC Capital Markets, LLCMorgan Stanley07-12-2018
Christopher M OlsonRBC Capital Markets, LLCMorgan Stanley07-12-2018
Janet StamatoStifel, Nicolaus & Company, IncorporatedMorgan Stanley$17506-25-2018
Janet Lisa StamatoStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15006-15-2018
John Joseph AbadiotakisWells Fargo Clearing Services, LLCMorgan Stanley$5006-08-2018
Stephen McGahranAXA Advisors, LLCMorgan Stanley$2505-24-2018
Nicholas PalmieriWells Fargo Clearing Services, LLCMorgan Stanley05-22-2018
Matthew Jon BaltuchRaymond James Financial Services, Inc.Morgan Stanley$10005-04-2018
Lawrence John ForlenzaRaymond James Financial Services, Inc.Morgan Stanley$10004-27-2018
Kenneth Warren GlickJanney Montgomery Scott LLCMorgan Stanley$12102-27-2018
Michael Vincent SalvatoB. Riley Wealth ManagementMorgan Stanley02-09-2018
Christopher Robert RedfernJ.P. Morgan Securities LLCMorgan Stanley$5002-01-2018
Alyssa W NorceJ.P. Morgan Securities LLCMorgan Stanley$10001-10-2018
Jennifer Lynn TamburoLPL Financial LLCMorgan Stanley12-19-2017
Brian EnglishUBS Financial Services Inc.Morgan Stanley12-15-2017
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Showing 26 to 50 of 415 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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