Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean M. GradyJ.P. Morgan Securities LLCMorgan Stanley09-18-2019
Michael TartagliaWells Fargo Clearing Services, LLCMorgan Stanley07-18-2019
Richard RosatiWells Fargo Clearing Services, LLCMorgan Stanley07-02-2019
Whitney C StrublePurshe Kaplan Sterling InvestmentsMorgan Stanley05-10-2019
Nicholas PennaRaymond James Financial Services, Inc.Morgan Stanley04-11-2019
Matthew BeninatiLPL Financial LLCMorgan Stanley03-14-2019
Caitlin Elizabeth BoshnackAmeriprise Financial Services, Inc.Morgan Stanley01-30-2019
Linda RozyckiRaymond James Financial Services, Inc.Morgan Stanley10-05-2018
Richard Louis BeneduciWinslow, Evans & Crocker, Inc.Morgan Stanley10-05-2018
Jessica C. OneillRaymond James & Associates, Inc.Morgan Stanley08-10-2018
Thomas C. Oneill Jr.Raymond James & Associates, Inc.Morgan Stanley08-10-2018
Matthew Farley LaneRBC Capital Markets, LLCMorgan Stanley07-12-2018
Christopher M OlsonRBC Capital Markets, LLCMorgan Stanley07-12-2018
Nicholas PalmieriWells Fargo Clearing Services, LLCMorgan Stanley05-22-2018
Michael Vincent SalvatoB. Riley Wealth ManagementMorgan Stanley02-09-2018
Jennifer Lynn TamburoLPL Financial LLCMorgan Stanley12-19-2017
Brian EnglishUBS Financial Services Inc.Morgan Stanley12-15-2017
James F MurphyJ.P. Morgan Securities LLCMorgan Stanley12-04-2017
Matthew J PejkovicJ.P. Morgan Securities LLCMorgan Stanley10-20-2017
Deborrah Yoko LindsayMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-10-2017
Thomas John SowanickMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-04-2017
Richard Chisom OsujiWells Fargo Clearing Services, LLCMorgan Stanley10-02-2017
James Walter BumsteadMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-18-2017
Michael Edward BarnaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-15-2017
Joseph DidarioRaymond James Financial Services, Inc.Morgan Stanley09-07-2017
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Showing 1 to 25 of 415 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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