Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Megan Anne RehillMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-03-2020
Maria Irene McKeonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-23-2019
Stephen Joseph PutorteMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-12-2019
Monica Grace Trinidad-LuiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2512-14-2017
Vincent MinutilloMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15010-13-2017
Andrew John Kowitski JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-13-2017
David Joseph StutoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-13-2017
Deborrah Yoko LindsayMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5010-10-2017
Margaret Imelda HollywoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5009-22-2017
Joseph M NelliganMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10009-22-2017
Ronnie GuidoneMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1709-22-2017
James Walter BumsteadMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-18-2017
Michael Edward BarnaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-15-2017
Robert BeylickjianMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10008-10-2017
Mary Catherine GarciaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5007-26-2017
Carl M SwansonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15007-24-2017
Keith Erik SimonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-19-2017
Todd Bradley GordonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$8107-19-2017
Ayushi ShahMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-19-2017
Aleksandar MatovskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-12-2017
Thomas Reichert Paul Lotito Eric Aiello Lindsay ReichertMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$62806-09-2017
Thomas ReichertMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$23706-09-2017
Miriam GentileMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-09-2017
Paul Gregory LotitoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$14606-09-2017
Eric Michael AielloMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$27506-09-2017
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Showing 1 to 25 of 122 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.