Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Giovanni DuranRaymond James Financial Services, Inc.Morgan Stanley$1,00004-11-2019
Joseph John CataldoRaymond James Financial Services, Inc.Morgan Stanley$10004-11-2019
Nicholas PennaRaymond James Financial Services, Inc.Morgan Stanley04-11-2019
Linda RozyckiRaymond James Financial Services, Inc.Morgan Stanley10-05-2018
Matthew Jon BaltuchRaymond James Financial Services, Inc.Morgan Stanley$10005-04-2018
Lawrence John ForlenzaRaymond James Financial Services, Inc.Morgan Stanley$10004-27-2018
Joseph DidarioRaymond James Financial Services, Inc.Morgan Stanley09-07-2017
Robert Milligan Jr.Raymond James Financial Services, Inc.Morgan Stanley$10008-17-2017
Bradford Robert MehlRaymond James Financial Services, Inc.Morgan Stanley$1008-17-2017
Barry Michael GrossRaymond James Financial Services, Inc.Morgan Stanley08-17-2017
Margaret Robina MarquesRaymond James Financial Services, Inc.Morgan Stanley08-17-2017
Marisa Andrea MargaritesRaymond James Financial Services, Inc.Morgan Stanley$1002-05-2016
Robert Charles Rooke Jr.Raymond James Financial Services, Inc.Morgan Stanley01-16-2013

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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