Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anna AbmaMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities12-10-2014
Gerald Joseph CastellanoSecurian Financial Services, Inc.New England Securities06-13-2014
Emily Beth WirginSecurian Financial Services, Inc.New England Securities05-08-2014
Robert Lee DannSecurian Financial Services, Inc.New England Securities$10004-30-2014
Steven AlfanoPruco Securities, LLC.New England Securities$1,00004-04-2014
Gary Hanley LynchSecurian Financial Services, Inc.New England Securities$2502-13-2014
Roderick Murphy CarolanSecurian Financial Services, Inc.New England Securities01-23-2014
Reagan I GoolcharanSecurities America, Inc.New England Securities01-16-2014
Chaitanya Suresh PatelTFS Securities, Inc.New England Securities01-02-2014
Keith David HanenbergSecurian Financial Services, Inc.New England Securities11-01-2013
Dominick Joseph Fiore JrTFS Securities, Inc.New England Securities$15010-01-2013
Edward Michael KelleherCetera Advisor Networks LLCNew England Securities09-03-2013
Richard J JuruszCetera Advisor Networks LLCNew England Securities09-03-2013
Joanne Meredith YanogacioMorgan StanleyNew England Securities$2506-19-2013
Daniel Patrick BieralsWorld Equity Group, Inc.New England Securities$10005-21-2012
Jay Matthew WeinbergKestra Investment Services, LLCNew England Securities07-20-2011
Deepak Nervanda AppayaThe O.N. Equity Sales CompanyNew England Securities04-11-2011
Miriam LopezKestra Investment Services, LLCNew England Securities$2506-02-2010
Brendan T OConnorLincoln Financial Advisors CorporationNew England Securities06-01-2010
Joseph B FitzgeraldPark Avenue Securities LLCNew England Securities08-26-2009

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.