Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marie Nancy O'BrienPruco Securities, LLC.New England Securities05-13-2015
Anna AbmaMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities12-10-2014
Bruce Peter BrochhagenMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities11-20-2014
William E ThomasMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities$5010-29-2014
Gerald Joseph CastellanoSecurian Financial Services, Inc.New England Securities06-13-2014
Steven AlfanoPruco Securities, LLC.New England Securities$1,00004-04-2014
Alan Stuart BergerTriad Advisors LLCNew England Securities03-21-2014
Janet Santa SherryTriad Advisors LLCNew England Securities$19403-21-2014
Richard Steven BergerTriad Advisors LLCNew England Securities03-21-2014
Ronald Norman York Jr.Triad Advisors LLCNew England Securities03-21-2014
Susan Marie Danna RymerTriad Advisors LLCNew England Securities03-21-2014
Christopher VenutoInsight Private Advisors, LLCNew England Securities03-18-2014
Paul Douglas JetterInsight Private Advisors, LLCNew England Securities03-18-2014
Gary Hanley LynchSecurian Financial Services, Inc.New England Securities$2502-13-2014
Ryan Michael EvansNorthwestern Mutual Investment Services, LLCNew England Securities01-27-2014
Reagan Ian GoolcharanSecurities America, Inc.New England Securities01-16-2014
Chaitanya Suresh PatelTFS Securities, Inc.New England Securities$101-02-2014
John E WieckowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities11-04-2013
Keith David HanenbergSecurian Financial Services, Inc.New England Securities$2511-01-2013
Scott Eric ShillingBCG Securities, Inc.New England Securities10-31-2013
Dominick Joseph Fiore Jr.TFS Securities, Inc.New England Securities$15010-01-2013
Edward Michael KelleherCetera Advisor Networks LLCNew England Securities$2509-03-2013
Thomas Dennis MartinCetera Investment Services LLCNew England Securities07-08-2013
Joanne Meredith YanogacioMorgan StanleyNew England Securities$2506-19-2013
Sean M CostelloWells Fargo Clearing Services, LLCNew England Securities06-15-2013
Next Page »

Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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