Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael V Daniels Jr.AXA Advisors, LLCNew England Securities02-07-2013
Scott Eric ShillingBCG Securities, Inc.New England Securities$1010-31-2013
Edward Michael KelleherCetera Advisor Networks LLCNew England Securities$2509-03-2013
Thomas Dennis MartinCetera Investment Services LLCNew England Securities07-08-2013
Juan Gonzalo JimenezChase Investment Services Corp.New England Securities05-17-2010
Paul Douglas JetterInsight Private Advisors, LLCNew England Securities$5003-18-2014
Christopher VenutoInsight Private Advisors, LLCNew England Securities03-18-2014
Jay Matthew WeinbergKestra Investment Services, LLCNew England Securities$15007-20-2011
Miriam LopezKestra Investment Services, LLCNew England Securities$1006-02-2010
Brendan T O'ConnorLincoln Financial Advisors CorporationNew England Securities06-01-2010
Bhavesh H BhayaniLPL Financial LLCNew England Securities$10012-20-2012
Anna AbmaMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities12-10-2014
Bruce Peter BrochhagenMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities11-20-2014
William E ThomasMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities10-29-2014
John E WieckowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities$1011-04-2013
Pamela Christine WhalenMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities03-08-2013
James B. Lundmark Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities09-12-2011
Christina FloryMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities06-25-2011
Peter M. RogersMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities12-21-2010
Joanne Meredith YanogacioMorgan StanleyNew England Securities$1006-19-2013
Ryan M. EvansNorthwestern Mutual Investment Services, LLCNew England Securities01-27-2014
Joseph Brian FitzgeraldPark Avenue Securities LLCNew England Securities08-26-2009
Marie Nancy O'BrienPruco Securities, LLC.New England Securities05-13-2015
Steven AlfanoPruco Securities, LLC.New England Securities04-04-2014
Gerald Joseph CastellanoSecurian Financial Services, Inc.New England Securities06-13-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.