Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Michael PerrettaThe Investment Center, Inc.New England Securities$1006-12-2009
Joseph Brian FitzgeraldPark Avenue Securities LLCNew England Securities08-26-2009
Gerald Jay LamalfaSII Investments, Inc.New England Securities$5009-09-2009
Stephen Dino EspositoSII Investments, Inc.New England Securities10-29-2009
Giny M DymbortSII Investments, Inc.New England Securities03-15-2010
Juan Gonzalo JimenezChase Investment Services Corp.New England Securities05-17-2010
Brendan T O'ConnorLincoln Financial Advisors CorporationNew England Securities06-01-2010
Miriam LopezKestra Investment Services, LLCNew England Securities$1006-02-2010
Peter M. RogersMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities12-21-2010
Eric Michael WeissmanSignator Investors, Inc.New England Securities04-01-2011
Deepak Nervanda AppayaThe O.N. Equity Sales CompanyNew England Securities04-11-2011
Christina FloryMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities06-25-2011
Jay Matthew WeinbergKestra Investment Services, LLCNew England Securities$15007-20-2011
James B. Lundmark Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities09-12-2011
Daniel Patrick BieralsWorld Equity Group, Inc.New England Securities$2505-21-2012
David Andrew BreuderWells Fargo Clearing Services, LLCNew England Securities07-27-2012
Bhavesh H BhayaniLPL Financial LLCNew England Securities$10012-20-2012
Michael V Daniels Jr.AXA Advisors, LLCNew England Securities02-07-2013
Pamela Christine WhalenMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities03-08-2013
Sean M. CostelloWells Fargo Clearing Services, LLCNew England Securities06-15-2013
Joanne Meredith YanogacioMorgan StanleyNew England Securities$1006-19-2013
Thomas Dennis MartinCetera Investment Services LLCNew England Securities07-08-2013
Edward Michael KelleherCetera Advisor Networks LLCNew England Securities$2509-03-2013
Dominick Joseph Fiore Jr.TFS Securities, Inc.New England Securities$1010-01-2013
Scott Eric ShillingBCG Securities, Inc.New England Securities$1010-31-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.