Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Stuart BergerTriad Advisors LLCNew England Securities03-21-2014
Anna AbmaMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities12-10-2014
Bhavesh H BhayaniLPL Financial LLCNew England Securities$10012-20-2012
Brendan T O'ConnorLincoln Financial Advisors CorporationNew England Securities06-01-2010
Bruce Peter BrochhagenMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities11-20-2014
Chaitanya Suresh PatelTFS Securities, Inc.New England Securities$1001-02-2014
Christina FloryMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities06-25-2011
Christopher VenutoInsight Private Advisors, LLCNew England Securities03-18-2014
Daniel Patrick BieralsWorld Equity Group, Inc.New England Securities$2505-21-2012
David Andrew BreuderWells Fargo Clearing Services, LLCNew England Securities07-27-2012
Deepak Nervanda AppayaThe O.N. Equity Sales CompanyNew England Securities04-11-2011
Dominick Joseph Fiore Jr.TFS Securities, Inc.New England Securities$1010-01-2013
Edward Michael KelleherCetera Advisor Networks LLCNew England Securities$2509-03-2013
Eric Michael WeissmanSignator Investors, Inc.New England Securities04-01-2011
Gary Hanley LynchSecurian Financial Services, Inc.New England Securities02-13-2014
Gerald Jay LamalfaSII Investments, Inc.New England Securities$5009-09-2009
Gerald Joseph CastellanoSecurian Financial Services, Inc.New England Securities06-13-2014
Giny M DymbortSII Investments, Inc.New England Securities03-15-2010
James B. Lundmark Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities09-12-2011
Janet Santa SherryTriad Advisors LLCNew England Securities$10003-21-2014
Jay Matthew WeinbergKestra Investment Services, LLCNew England Securities$15007-20-2011
Joanne Meredith YanogacioMorgan StanleyNew England Securities$1006-19-2013
John E WieckowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities$1011-04-2013
Joseph Brian FitzgeraldPark Avenue Securities LLCNew England Securities08-26-2009
Juan Gonzalo JimenezChase Investment Services Corp.New England Securities05-17-2010
Next Page »

Showing 1 to 25 of 44 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.