Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marie Nancy O'BrienPruco Securities, LLC.New England Securities05-13-2015
Anna AbmaMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities12-10-2014
Bruce Peter BrochhagenMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities11-20-2014
William E ThomasMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities10-29-2014
Gerald Joseph CastellanoSecurian Financial Services, Inc.New England Securities06-13-2014
Steven AlfanoPruco Securities, LLC.New England Securities04-04-2014
Alan Stuart BergerTriad Advisors LLCNew England Securities03-21-2014
Richard Steven BergerTriad Advisors LLCNew England Securities03-21-2014
Susan Marie Danna RymerTriad Advisors LLCNew England Securities03-21-2014
Ronald Norman York Jr.Triad Advisors LLCNew England Securities03-21-2014
Christopher VenutoInsight Private Advisors, LLCNew England Securities03-18-2014
Gary Hanley LynchSecurian Financial Services, Inc.New England Securities02-13-2014
Ryan M. EvansNorthwestern Mutual Investment Services, LLCNew England Securities01-27-2014
Reagan I. GoolcharanSecurities America, Inc.New England Securities01-16-2014
Thomas Dennis MartinCetera Investment Services LLCNew England Securities07-08-2013
Sean M. CostelloWells Fargo Clearing Services, LLCNew England Securities06-15-2013
Pamela Christine WhalenMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities03-08-2013
Michael V Daniels Jr.AXA Advisors, LLCNew England Securities02-07-2013
David Andrew BreuderWells Fargo Clearing Services, LLCNew England Securities07-27-2012
James B. Lundmark Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities09-12-2011
Christina FloryMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities06-25-2011
Deepak Nervanda AppayaThe O.N. Equity Sales CompanyNew England Securities04-11-2011
Eric Michael WeissmanSignator Investors, Inc.New England Securities04-01-2011
Peter M. RogersMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities12-21-2010
Brendan T O'ConnorLincoln Financial Advisors CorporationNew England Securities06-01-2010
Next Page »

Showing 1 to 25 of 44 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.