Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anna AbmaMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities12-10-2014
William E ThomasMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities10-29-2014
Gerald Joseph CastellanoSecurian Financial Services, Inc.New England Securities06-13-2014
Steven AlfanoPruco Securities, LLC.New England Securities04-04-2014
Gary Hanley LynchSecurian Financial Services, Inc.New England Securities02-13-2014
Reagan I. GoolcharanSecurities America, Inc.New England Securities01-16-2014
Pamela Christine WhalenMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities03-04-2013
James B. Lundmark Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities09-12-2011
Deepak Nervanda AppayaThe O.N. Equity Sales CompanyNew England Securities04-11-2011
Brendan T O'ConnorLincoln Financial Advisors CorporationNew England Securities06-01-2010
Joseph Brian FitzgeraldPark Avenue Securities LLCNew England Securities08-26-2009
Chaitanya Suresh PatelTFS Securities, Inc.New England Securities$1001-02-2014
Dominick Joseph Fiore Jr.TFS Securities, Inc.New England Securities$1010-01-2013
Joanne Meredith YanogacioMorgan StanleyNew England Securities$1006-19-2013
Keith David HanenbergSecurian Financial Services, Inc.New England Securities$2511-01-2013
Edward Michael KelleherCetera Advisor Networks LLCNew England Securities$2509-03-2013
Daniel Patrick BieralsWorld Equity Group, Inc.New England Securities$2505-21-2012

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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