Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephanie HunterVALIC Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC10-22-2019
Anthony J. PoeLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-15-2019
Rowland Pitogo PepitoFinancial Life Focus, LLCNorthwestern Mutual Investment Services, LLC04-04-2019
Matthew Tyler MonahanGWN Securities Inc.Northwestern Mutual Investment Services, LLC01-28-2019
Bryan Paul KatzPFG - Financial Planning & ManagementNorthwestern Mutual Investment Services, LLC09-04-2018
Carl John BoomhowerMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC10-12-2017
Scott James Taylor Sr.MML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-04-2017
Chad Jared WilliamsNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC09-12-2017
Ryan Michael EvansCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC04-03-2017
James A EhretCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC04-03-2017
Raymond S OffenburgerSorrento Pacific Financial, LLCNorthwestern Mutual Investment Services, LLC02-01-2017
Matthew Christopher WalkerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-19-2017
Michael Peter MurphyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-05-2016
James Christopher CantelaHennion & Walsh, Inc.Northwestern Mutual Investment Services, LLC06-30-2016
Vincent Patrick VadalaUBS Financial Services Inc.Northwestern Mutual Investment Services, LLC04-18-2016
Eric Christopher FlemingMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-13-2016
Christopher Joseph MildeWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Northwestern Mutual Investment Services, LLC02-24-2016
Taylor Morgan SheridanSummit Equities, Inc.Northwestern Mutual Investment Services, LLC01-07-2016
Joseph Francis ValenzaCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-18-2015
Timothy James HeuschkelMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC11-30-2015
Andrew TurnerUBS Financial Services Inc.Northwestern Mutual Investment Services, LLC06-18-2015
Stanley Joseph Checkowski Jr.VALIC Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC06-10-2015
Nicholas George VillanoSummit Equities, Inc.Northwestern Mutual Investment Services, LLC05-29-2015
Baback PanahbarhaghMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-14-2015
Jonathan GuerrieriLPL Financial LLCNorthwestern Mutual Investment Services, LLC03-09-2015
Next Page »

Showing 1 to 25 of 99 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.