Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin McLaughlinAmeriprise Financial Services, LLCOppenheimer & Co. Inc.06-05-2019
Michael Kennedy CarberryLPL Financial LLCOppenheimer & Co. Inc.$15005-16-2019
Michael Alecander LackwoodAPW Capital, Inc.Oppenheimer & Co. Inc.$10008-10-2018
Edward John FritzMML Investors Services, LLCOppenheimer & Co. Inc.02-26-2018
Anne Vahey MillerMML Investors Services, LLCOppenheimer & Co. Inc.02-14-2018
David Thomas PawloskiCantella & Co., Inc.Oppenheimer & Co. Inc.$10001-12-2018
Howard R ShoreUBS Financial Services Inc.Oppenheimer & Co. Inc.12-13-2017
James Lawrence CadyCantella & Co., Inc.Oppenheimer & Co. Inc.$5009-15-2017
Monique Renay CastilloProEquities, Inc.Oppenheimer & Co. Inc.06-16-2017
James M. Shea Jr.Morgan StanleyOppenheimer & Co. Inc.$5006-01-2017
Michael Scott IsraelPurshe Kaplan Sterling InvestmentsOppenheimer & Co. Inc.$50004-28-2017
Daniel Lawrence KatzPurshe Kaplan Sterling InvestmentsOppenheimer & Co. Inc.$10004-28-2017
Robert Jay PincusCapitol Securities Management, Inc.Oppenheimer & Co. Inc.$5003-31-2017
Eric ReizisCetera Advisor Networks LLCOppenheimer & Co. Inc.03-10-2017
Stephen McGahranMorgan StanleyOppenheimer & Co. Inc.01-17-2017
Robert Frances O'HerlihyWells Fargo Advisors Financial Network, LLCOppenheimer & Co. Inc.$1005-20-2016
Kenneth Michael HelmanWells Fargo Advisors Financial Network, LLCOppenheimer & Co. Inc.$2505-13-2016
James D SmithRiverview Advisors LLCOppenheimer & Co. Inc.04-20-2016
Robb Christopher HagemanAmeriprise Financial Services, LLCOppenheimer & Co. Inc.04-15-2016
Victor John PuglioWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$10002-05-2016
James Donald RouthierJanney Montgomery Scott LLCOppenheimer & Co. Inc.$10001-08-2016
Wayne Christopher BrannanWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.12-18-2015
Vincent Paul BaldassanoRBC Capital Markets, LLCOppenheimer & Co. Inc.$10012-04-2015
Charles Michael GreefRBC Capital Markets, LLCOppenheimer & Co. Inc.$5012-04-2015
Christopher Wayne Casini1st Global Capital Corp.Oppenheimer & Co. Inc.12-02-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.