Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Kennedy CarberryLPL Financial LLCOppenheimer & Co. Inc.$15005-16-2019
Anne Vahey MillerMML Investors Services, LLCOppenheimer & Co. Inc.02-14-2018
James Lawrence CadyCantella & Co., Inc.Oppenheimer & Co. Inc.$109-15-2017
Monique Renay CastilloProEquities, Inc.Oppenheimer & Co. Inc.$106-16-2017
James M Shea Jr.Morgan StanleyOppenheimer & Co. Inc.$5006-01-2017
Robert Jay PincusCapitol Securities Management, Inc.Oppenheimer & Co. Inc.03-31-2017
Eric ReizisCetera Advisor Networks LLCOppenheimer & Co. Inc.03-10-2017
Stephen McgahranMorgan StanleyOppenheimer & Co. Inc.01-17-2017
Robert Frances O'HerlihyWells Fargo Advisors Financial Network, LLCOppenheimer & Co. Inc.$6105-20-2016
Kenneth Michael HelmanWells Fargo Advisors Financial Network, LLCOppenheimer & Co. Inc.$2505-13-2016
Robb Christopher HagemanAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.04-15-2016
Victor John PuglioWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$102-05-2016
James Donald RouthierJanney Montgomery Scott LLCOppenheimer & Co. Inc.$13601-08-2016
Wayne Christopher BrannanWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$1012-18-2015
Charles Michael GreefRBC Capital Markets, LLCOppenheimer & Co. Inc.$3612-04-2015
Vincent Paul BaldassanoRBC Capital Markets, LLCOppenheimer & Co. Inc.$10012-04-2015
Christopher Wayne Casini1st Global Capital Corp.Oppenheimer & Co. Inc.12-02-2015
Andrew PalyvodaAXA Advisors, LLCOppenheimer & Co. Inc.09-21-2015
Eric B SoosUBS Financial Services Inc.Oppenheimer & Co. Inc.$5006-11-2015
Steven Thomas HorkyUBS Financial Services Inc.Oppenheimer & Co. Inc.$5006-11-2015
Christopher Ronald DigregorioJanney Montgomery Scott LLCOppenheimer & Co. Inc.$10002-26-2015
Tara Inez GoinsJanney Montgomery Scott LLCOppenheimer & Co. Inc.02-26-2015
Todd Alan EngmannWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$2501-16-2015
John Joseph Delatush Jr.RBC Capital Markets, LLCOppenheimer & Co. Inc.$112-09-2014
Kenneth Thomas BrunoStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.09-30-2014
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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