Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Wayne Casini1st Global Capital Corp.Oppenheimer & Co. Inc.12-02-2015
Kevin McLaughlinAmeriprise Financial Services, LLCOppenheimer & Co. Inc.06-05-2019
Robb Christopher HagemanAmeriprise Financial Services, LLCOppenheimer & Co. Inc.04-15-2016
Lance Eugene McGinnisAmeriprise Financial Services, LLCOppenheimer & Co. Inc.11-14-2014
Michael Vincent FasanoAmeriprise Financial Services, LLCOppenheimer & Co. Inc.11-14-2014
Robert Nelson AdlerAmeriprise Financial Services, LLCOppenheimer & Co. Inc.12-09-2011
Glenn Carl KrauseAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$15009-27-2011
Michael Alecander LackwoodAPW Capital, Inc.Oppenheimer & Co. Inc.$10008-10-2018
David Thomas PawloskiCantella & Co., Inc.Oppenheimer & Co. Inc.$10001-12-2018
James Lawrence CadyCantella & Co., Inc.Oppenheimer & Co. Inc.$5009-15-2017
Robert Jay PincusCapitol Securities Management, Inc.Oppenheimer & Co. Inc.$5003-31-2017
Philip Francis ArnheiterCapitol Securities Management, Inc.Oppenheimer & Co. Inc.$2508-28-2015
Alfred Edward Thurber Jr.Capitol Securities Management, Inc.Oppenheimer & Co. Inc.02-11-2015
Brian Michael HanlonCapitol Securities Management, Inc.Oppenheimer & Co. Inc.$5008-15-2014
Robert Leo BilseCapitol Securities Management, Inc.Oppenheimer & Co. Inc.$1002-01-2012
Gregory Lee ProechelCapitol Securities Management, Inc.Oppenheimer & Co. Inc.$2506-30-2009
Eric ReizisCetera Advisor Networks LLCOppenheimer & Co. Inc.03-10-2017
Sean Michael KellyChase Investment Services Corp.Oppenheimer & Co. Inc.02-15-2010
James Donald RouthierJanney Montgomery Scott LLCOppenheimer & Co. Inc.$10001-08-2016
Christopher Ronald DigregorioJanney Montgomery Scott LLCOppenheimer & Co. Inc.$5002-26-2015
Tara Inez GoinsJanney Montgomery Scott LLCOppenheimer & Co. Inc.02-26-2015
Michael Kennedy CarberryLPL Financial LLCOppenheimer & Co. Inc.$15005-16-2019
Anthony Joseph MarinoLPL Financial LLCOppenheimer & Co. Inc.$20004-30-2010
Louis Joseph D'AngelisLPL Financial LLCOppenheimer & Co. Inc.02-26-2010
Vincent Christopher D'AngelisLPL Financial LLCOppenheimer & Co. Inc.02-26-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.