Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin McLaughlinAmeriprise Financial Services, LLCOppenheimer & Co. Inc.06-05-2019
Howard R ShoreUBS Financial Services Inc.Oppenheimer & Co. Inc.12-13-2017
James Lawrence CadyCantella & Co., Inc.Oppenheimer & Co. Inc.09-15-2017
Monique Renay CastilloProEquities, Inc.Oppenheimer & Co. Inc.06-16-2017
James M Shea JrMorgan StanleyOppenheimer & Co. Inc.06-01-2017
Daniel Lawrence KatzPurshe Kaplan Sterling InvestmentsOppenheimer & Co. Inc.04-28-2017
Kenneth Michael HelmanWells Fargo Advisors Financial Network, LLCOppenheimer & Co. Inc.05-13-2016
Victor John PuglioWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.02-05-2016
Bradford Russell BonnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.04-02-2015
John Joseph Delatush JrRBC Capital Markets, LLCOppenheimer & Co. Inc.12-09-2014
Lance Eugene McGinnisAmeriprise Financial Services, LLCOppenheimer & Co. Inc.11-14-2014
Michael Vincent FasanoAmeriprise Financial Services, LLCOppenheimer & Co. Inc.11-14-2014
Kenneth Thomas BrunoStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.09-30-2014
Wayne Christopher BrannanWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$1012-18-2015
Eli MoallemMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.$2509-22-2011
Charles Michael GreefRBC Capital Markets, LLCOppenheimer & Co. Inc.$3612-04-2015
David Thomas PawloskiCantella & Co., Inc.Oppenheimer & Co. Inc.$5001-12-2018
Eric B B SoosUBS Financial Services Inc.Oppenheimer & Co. Inc.$5006-11-2015
Steven Thomas HorkyUBS Financial Services Inc.Oppenheimer & Co. Inc.$5006-11-2015
Louis Joseph DAngelisLPL Financial LLCOppenheimer & Co. Inc.$5002-26-2010
Vincent Christopher DAngelisLPL Financial LLCOppenheimer & Co. Inc.$5002-26-2010
Robert Frances OHerlihyWells Fargo Advisors Financial Network, LLCOppenheimer & Co. Inc.$6105-20-2016
Paul John PalloRBC Capital Markets, LLCOppenheimer & Co. Inc.$8311-03-2014
James Donald RouthierJanney Montgomery Scott LLCOppenheimer & Co. Inc.$13601-08-2016
Kevin P FayWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$15006-24-2020
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.