Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dominick PalumboWells Fargo Clearing Services, LLCPNC Investments01-16-2019
Peter John DenningWells Fargo Clearing Services, LLCPNC Investments12-18-2018
James Francis KruseNYLIFE Securities LLCPNC Investments12-17-2018
Marco Goncalves RitaRaymond James Financial Services, Inc.PNC Investments11-07-2018
Thomas Gary BeckerLPL Financial LLCPNC Investments10-26-2018
Michael Keith SchneiderLPL Financial LLCPNC Investments10-12-2018
Robert Charles LitwinLPL Financial LLCPNC Investments$15010-01-2018
Steve Pollock, Jane Rocks, Robert Litwin, Tom Becker and Michael SchneiderLPL FinancialPNC Investments $22509-28-2018
Jane Ann RocksLPL Financial LLCPNC Investments$5009-28-2018
Stephen Gary PollockLPL Financial LLCPNC Investments$5009-28-2018
Oscar David Duque CardonaMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments04-19-2018
Frank Paul HellriegelWells Fargo Clearing Services, LLCPNC Investments$5004-06-2018
Joshua Ryan MelchorMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments$15003-19-2018
Evelyn P BorgesMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments03-13-2018
Frank Burgaretta Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments03-05-2018
Louis P GoriniMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments$103-01-2018
Mona A Abdel-MalekMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments02-26-2018
Pasquale GiannellaLPL Financial LLCPNC Investments12-01-2017
William Joseph MurphyWells Fargo Clearing Services, LLCPNC Investments10-27-2017
Joseph P RiccelliLPL Financial LLCPNC Investments$5009-29-2017
Joseph RiccelliLPL FinancialPNC Investments $7309-29-2017
Ben Yee TamMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments09-19-2017
Christopher Michael FacconeMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments$10008-31-2017
Prakash Mathew ThomasCitigroup Global Markets Inc.PNC Investments08-16-2017
Christopher Kyle CherasaroWells Fargo Clearing Services, LLCPNC Investments07-27-2017
Next Page »

Showing 1 to 25 of 181 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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