Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Robert ColucciMerrill Lynch, Pierce, Fenner & Smith IncorporatedPark Avenue Securities LLC01-18-2019
Michael Thomas RussoMillstone Financial GroupPark Avenue Securities LLC09-25-2018
Rocco Antonio FiatoMerrill Lynch, Pierce, Fenner & Smith IncorporatedPark Avenue Securities LLC12-08-2017
Michael I PalumboPruco Securities, LLC.Park Avenue Securities LLC07-28-2017
Paul Anthony CiavarellaSecurian Financial Services, Inc.Park Avenue Securities LLC05-26-2017
Steven David MooneyAllstate Financial Services, LLCPark Avenue Securities LLC03-24-2017
Robert Brian RosinNYLIFE Securities LLCPark Avenue Securities LLC02-21-2017
Rowland Douglas Beoku-BettsGWN Securities Inc.Park Avenue Securities LLC02-14-2017
Alicia M. GonnellaSecurities America, Inc.Park Avenue Securities LLC02-06-2017
Daniel Vaux WilsonSecurities America, Inc.Park Avenue Securities LLC$15002-06-2017
Robin Michael WalshSecurities America, Inc.Park Avenue Securities LLC$10002-06-2017
Wilson MunozSecurities America, Inc.Park Avenue Securities LLC$5002-06-2017
Andrew Jason KabatchnickHD Vest Investment ServicesPark Avenue Securities LLC01-24-2017
Denise Christine KuhlMorgan StanleyPark Avenue Securities LLC01-06-2017
Joseph Michael YocavitchBrokers International Financial Services, LLC.Park Avenue Securities LLC$101-06-2017
Kenneth S O'BrienFarmers Financial Solutions, LLCPark Avenue Securities LLC10-14-2016
Jill Diane CooleyPruco Securities, LLC.Park Avenue Securities LLC$109-02-2016
Joseph HymowitzPNC InvestmentsPark Avenue Securities LLC08-15-2016
RICHARD EDWARD OLSSON JR.Wells Fargo Clearing Services, LLCPark Avenue Securities LLC08-02-2016
Noam LeibovitzUBS Financial Services Inc.Park Avenue Securities LLC06-01-2016
Karen Ann DonofrioPruco Securities, LLC.Park Avenue Securities LLC04-12-2016
Michael Richard TormeySantander Securities LLCPark Avenue Securities LLC$103-23-2016
William Daniel MaddenAllstate Financial Services, LLCPark Avenue Securities LLC$5011-24-2015
Iveta HedvigLPL Financial LLCPark Avenue Securities LLC10-15-2015
Soo Jung LeePNC InvestmentsPark Avenue Securities LLC10-07-2015
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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