Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph K. PedersenPruco Securities, LLC.Pruco Securities, LLC.04-15-2020
Michael Andre MacieiraPruco Securities, LLC.Pruco Securities, LLC.04-08-2020
Derek Eliot DobinPruco Securities, LLC.Pruco Securities, LLC.04-08-2020
Christopher SclafaniMML Investors Services, LLCPruco Securities, LLC.04-08-2020
David Lewis LevittAllstate Financial Services, LLCPruco Securities, LLC.03-31-2020
Solomon AppreyPrinceton Wealth Management Alliance, LLCPruco Securities, LLC.03-02-2020
Amir AhmedJ.P. Morgan Securities LLCPruco Securities, LLC.02-19-2020
Donald Bruce AlbistonLincoln Financial Advisors CorporationPruco Securities, LLC.02-03-2020
Edward E. Peraria IVEquity Services, Inc.Pruco Securities, LLC.01-06-2020
Kimberly Dana HohnVanderbilt Securities, LLCPruco Securities, LLC.11-20-2019
Richard John GunderudPark Avenue Securities LLCPruco Securities, LLC.10-08-2019
Karen Ann DonofrioE*TRADE Securities LLCPruco Securities, LLC.09-25-2019
Michael Jeremy BoronSantander Securities LLCPruco Securities, LLC.03-13-2019
Kevin Ford LambersonMML Investors Services, LLCPruco Securities, LLC.02-05-2019
Stephen HumphreyLincoln InvestmentPruco Securities, LLC.01-09-2019
Mario SolodkinNYLIFE Securities LLCPruco Securities, LLC.12-27-2018
Elvis Musawa WafulaNYLIFE Securities LLCPruco Securities, LLC.11-19-2018
Raymond Joseph ChicoliMML Investors Services, LLCPruco Securities, LLC.11-09-2018
Raimondo Salvatore FeudaleMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.11-08-2018
Christopher Slater HildebrandPark Avenue Securities LLCPruco Securities, LLC.07-17-2018
Nicole Michelle FinamoreTFS Securities, Inc.Pruco Securities, LLC.06-28-2018
Shyh Jeng ChiuPruco Securities, LLC.Pruco Securities, LLC.06-07-2018
Anjana SenguptaCiti Private Advisory, LLCPruco Securities, LLC.05-24-2018
Ji Yeon Yeon KimPruco Securities, LLC.Pruco Securities, LLC.05-21-2018
Tyler A. BuysseCadaret, Grant & Co., Inc.Pruco Securities, LLC.05-15-2018
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Showing 1 to 25 of 144 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.