Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian JefferyAllstate Financial Services, LLCPruco Securities, LLC.07-23-2014
Robert Thomas KnoxAllstate Financial Services, LLCPruco Securities, LLC.07-12-2012
Geoffrey Nicholas CareyAmeriprise Financial Services, Inc.Pruco Securities, LLC.01-12-2016
Keith Alan SmithAmeriprise Financial Services, Inc.Pruco Securities, LLC.10-19-2012
Christopher A MooreAXA Advisors, LLCPruco Securities, LLC.10-20-2016
Bruce Lee ZennaAXA Advisors, LLCPruco Securities, LLC.12-21-2015
Douglas Edgar WeltzBestVest Investments, Ltd.Pruco Securities, LLC.02-13-2013
Tyler Anthony BuysseCadaret, Grant & Co., Inc.Pruco Securities, LLC.05-15-2018
Vanessa Sandra MahoneyCitigroup Global Markets Inc.Pruco Securities, LLC.07-19-2013
Luis Angel CottoCitizens Securities, Inc.Pruco Securities, LLC.06-14-2016
John David FlynnEquity Services, Inc.Pruco Securities, LLC.08-18-2015
Keith Joseph HariEquity Services, Inc.Pruco Securities, LLC.08-13-2015
Michael V MarinoEquity Services, Inc.Pruco Securities, LLC.$5006-10-2015
Heung Gyu LeeFarmers Financial Solutions, LLCPruco Securities, LLC.04-02-2014
Kenneth Jaeho ChoiFarmers Financial Solutions, LLCPruco Securities, LLC.09-30-2013
James M KeeganFarmers Financial Solutions, LLCPruco Securities, LLC.02-27-2013
Alan Jay MendlowitzGWN Securities Inc.Pruco Securities, LLC.$101-06-2017
Charles Louis Green IIIGWN Securities Inc.Pruco Securities, LLC.03-28-2016
John Wan YoungGWN Securities Inc.Pruco Securities, LLC.03-28-2016
Robert J LesHornor, Townsend & Kent, LLCPruco Securities, LLC.01-25-2017
James Joseph FoxHornor, Townsend & Kent, LLCPruco Securities, LLC.07-20-2016
Annie Frances CalderonHornor, Townsend & Kent, LLCPruco Securities, LLC.09-03-2015
Christopher Michael OrtizJ.P. Morgan Securities LLCPruco Securities, LLC.09-28-2017
Hamewattie Persaud AchrekarJ.P. Morgan Securities LLCPruco Securities, LLC.03-21-2016
Joseph Michael DemaioJ.P. Morgan Securities LLCPruco Securities, LLC.09-01-2015
Next Page »

Showing 1 to 25 of 77 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.