Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Lewis LevittAllstate Financial Services, LLCPruco Securities, LLC.03-31-2020
Brian JefferyAllstate Financial Services, LLCPruco Securities, LLC.07-23-2014
Robert Thomas KnoxAllstate Financial Services, LLCPruco Securities, LLC.07-12-2012
David Robert LiebermanAllstate Financial Services, LLCPruco Securities, LLC.08-15-2011
Geoffrey Nicholas CareyAmeriprise Financial Services, LLCPruco Securities, LLC.01-12-2016
Keith Alan SmithAmeriprise Financial Services, LLCPruco Securities, LLC.$1010-19-2012
Christopher A. MooreAXA Advisors, LLCPruco Securities, LLC.10-20-2016
Bruce Lee ZennaAXA Advisors, LLCPruco Securities, LLC.12-21-2015
Jeffrey Charles GarlattiBCG Securities, Inc.Pruco Securities, LLC.04-12-2018
Kelli Anne Lyons-StevensBCG Securities, Inc.Pruco Securities, LLC.02-02-2016
Douglas Edgar WeltzBestVest Investments, Ltd.Pruco Securities, LLC.02-13-2013
Tyler A. BuysseCadaret, Grant & Co., Inc.Pruco Securities, LLC.05-15-2018
Anjana SenguptaCiti Private Advisory, LLCPruco Securities, LLC.05-24-2018
Vanessa Sandra MahoneyCitigroup Global Markets Inc.Pruco Securities, LLC.07-19-2013
Luis Angel CottoCitizens Securities, Inc.Pruco Securities, LLC.06-14-2016
Karen Ann DonofrioE*TRADE Securities LLCPruco Securities, LLC.09-25-2019
Edward E. Peraria IVEquity Services, Inc.Pruco Securities, LLC.01-06-2020
John David FlynnEquity Services, Inc.Pruco Securities, LLC.08-18-2015
Keith Joseph HariEquity Services, Inc.Pruco Securities, LLC.08-13-2015
Michael V MarinoEquity Services, Inc.Pruco Securities, LLC.$5006-10-2015
Gerard Richard FarrellErnst & Young Investment Advisers LLPPruco Securities, LLC.05-02-2018
William Garrett MeadeFarmers Financial Solutions, LLCPruco Securities, LLC.05-04-2018
Heung Gyu LeeFarmers Financial Solutions, LLCPruco Securities, LLC.04-02-2014
James M. KeeganFarmers Financial Solutions, LLCPruco Securities, LLC.02-27-2013
Kevin Joseph Christian Sr.Foresters Equity Services, Inc.Pruco Securities, LLC.03-21-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.