Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Jay MendlowitzGWN Securities Inc.Pruco Securities, LLC.01-06-2017
Alan R. Babbitt Sr.NYLIFE Securities LLCPruco Securities, LLC.11-14-2016
Anju SharmaPark Avenue Securities LLCPruco Securities, LLC.08-25-2010
Brian JefferyAllstate Financial Services, LLCPruco Securities, LLC.07-23-2014
Christian Xander LoebLPL Financial LLCPruco Securities, LLC.12-11-2012
Daniel J DolanWells Fargo Clearing Services, LLCPruco Securities, LLC.$5001-16-2019
Daniel J. SteimleNYLIFE Securities LLCPruco Securities, LLC.11-17-2016
David Robert LiebermanAllstate Financial Services, LLCPruco Securities, LLC.08-15-2011
Hamewattie Persaud AchrekarJ.P. Morgan Securities LLCPruco Securities, LLC.03-21-2016
Heung Gyu LeeFarmers Financial Solutions, LLCPruco Securities, LLC.04-02-2014
John David FlynnEquity Services, Inc.Pruco Securities, LLC.08-18-2015
Kambiz AmirzafariLPL Financial LLCPruco Securities, LLC.01-03-2011
Laurence B. CooperSummit Brokerage Services, Inc.Pruco Securities, LLC.10-16-2015
Luis Manuel Santos FirminoMML Investors Services, LLCPruco Securities, LLC.02-14-2014
Mario SolodkinNYLIFE Securities LLCPruco Securities, LLC.12-27-2018
Michael Francis GiacconeMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.02-04-2016
Michael Jeremy BoronSantander Securities LLCPruco Securities, LLC.03-13-2019
Michael V MarinoEquity Services, Inc.Pruco Securities, LLC.$5006-10-2015
Nicole Michelle FinamoreTFS Securities, Inc.Pruco Securities, LLC.06-28-2018
Raimondo Salvatore FeudaleMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.11-08-2018
Robert Jan Willem BroncelMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.11-10-2015
Seth Michael ArndtPark Avenue Securities LLCPruco Securities, LLC.05-06-2014
Sherry Ellen MacLean MaurerLPL Financial LLCPruco Securities, LLC.01-03-2011
Stephen HumphreyLincoln InvestmentPruco Securities, LLC.01-09-2019
Teresa GomezUBS Financial Services Inc.Pruco Securities, LLC.11-25-2013
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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