Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Jay MendlowitzGWN Securities Inc.Pruco Securities, LLC.01-06-2017
Alan R. Babbitt Sr.NYLIFE Securities LLCPruco Securities, LLC.11-14-2016
Alan SilverThe Jeffrey Matthews Financial Group, L.L.C.Pruco Securities, LLC.04-22-2015
Alison C DigiulioMorgan StanleyPruco Securities, LLC.09-19-2013
Amir AhmedJ.P. Morgan Securities LLCPruco Securities, LLC.02-19-2020
Anita Narendra SrivastavaMorgan StanleyPruco Securities, LLC.11-24-2014
Anjana SenguptaCiti Private Advisory, LLCPruco Securities, LLC.05-24-2018
Anju SharmaPark Avenue Securities LLCPruco Securities, LLC.08-25-2010
Annie Frances CalderonHornor, Townsend & Kent, LLCPruco Securities, LLC.09-03-2015
Annu E. McCarthyLPL Financial LLCPruco Securities, LLC.11-13-2014
Anthony BotteThe O.N. Equity Sales CompanyPruco Securities, LLC.01-29-2018
Anton David CheckMorgan StanleyPruco Securities, LLC.04-12-2010
Antonio Nicholas SmiklePNC InvestmentsPruco Securities, LLC.04-22-2016
Barry DambachMML Investors Services, LLCPruco Securities, LLC.02-26-2018
Brandon Scott GoldsteinPruco Securities, LLC.Pruco Securities, LLC.05-01-2015
Brian JefferyAllstate Financial Services, LLCPruco Securities, LLC.07-23-2014
Brigid Evans DolanMML Investors Services, LLCPruco Securities, LLC.02-20-2018
Bruce Lee ZennaAXA Advisors, LLCPruco Securities, LLC.12-21-2015
Carlos Alberto EstevesPNC InvestmentsPruco Securities, LLC.01-11-2010
Chad Ashley GoonanMetLife Securities Inc.Pruco Securities, LLC.08-31-2012
Charles L. Green IIIGWN Securities Inc.Pruco Securities, LLC.03-28-2016
Christian Xander LoebLPL Financial LLCPruco Securities, LLC.$1012-11-2012
Christopher A. MooreAXA Advisors, LLCPruco Securities, LLC.10-20-2016
Christopher OrtizJ.P. Morgan Securities LLCPruco Securities, LLC.09-28-2017
Christopher R. ZappyJ.P. Morgan Securities LLCPruco Securities, LLC.12-08-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.