Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael I PalumboPark Avenue Securities LLCPruco Securities, LLC.03-14-2016
Michael Francis GiacconeMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.02-04-2016
Joseph L TaylorTFS Securities, Inc.Pruco Securities, LLC.02-01-2016
James Edward GiordanoSummit Equities, Inc.Pruco Securities, LLC.01-28-2016
Geoffrey Nicholas CareyAmeriprise Financial Services, Inc.Pruco Securities, LLC.01-12-2016
Bruce Lee ZennaAXA Advisors, LLCPruco Securities, LLC.12-21-2015
Luke L RutterMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.12-18-2015
Stephen HumphreyLincoln InvestmentPruco Securities, LLC.12-02-2015
Robert Jan Willem BroncelMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.$111-10-2015
Laurence B CooperSummit Brokerage Services, Inc.Pruco Securities, LLC.10-16-2015
Annie Frances CalderonHornor, Townsend & Kent, LLCPruco Securities, LLC.09-03-2015
Joseph Michael DemaioJ.P. Morgan Securities LLCPruco Securities, LLC.09-01-2015
John David FlynnEquity Services, Inc.Pruco Securities, LLC.08-18-2015
Keith Joseph HariEquity Services, Inc.Pruco Securities, LLC.08-13-2015
Michael V MarinoEquity Services, Inc.Pruco Securities, LLC.$5006-10-2015
Jason NataleSecurian Financial Services, Inc.Pruco Securities, LLC.06-08-2015
Thomas Joseph SingletonLincoln Financial Advisors CorporationPruco Securities, LLC.04-29-2015
Graciela Alexandra VeraJ.P. Morgan Securities LLCPruco Securities, LLC.03-20-2015
Jon Hilmar LaxQuestar Capital CorporationPruco Securities, LLC.01-07-2015
Anita Narendra SrivastavaMorgan StanleyPruco Securities, LLC.11-24-2014
Brian JefferyAllstate Financial Services, LLCPruco Securities, LLC.07-23-2014
Seth Michael ArndtPark Avenue Securities LLCPruco Securities, LLC.05-06-2014
James Francis KruseJ.P. Morgan Securities LLCPruco Securities, LLC.04-28-2014
Stephen Michael RothPrivate Portfolio Partners, LLCPruco Securities, LLC.04-10-2014
Heung Gyu LeeFarmers Financial Solutions, LLCPruco Securities, LLC.04-02-2014
« Previous PageNext Page »

Showing 26 to 50 of 77 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.