Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Garrett MeadeFarmers Financial Solutions, LLCPruco Securities, LLC.05-04-2018
Gerard Richard FarrellErnst & Young Investment Advisers LLPPruco Securities, LLC.05-02-2018
Jeffrey Charles GarlattiBCG Securities, Inc.Pruco Securities, LLC.04-12-2018
John Patrick OreillyThe Leaders Group, Inc.Pruco Securities, LLC.04-09-2018
Barry DambachMML Investors Services, LLCPruco Securities, LLC.02-26-2018
Brigid Evans DolanMML Investors Services, LLCPruco Securities, LLC.02-20-2018
Madalene HardenMML Investors Services, LLCPruco Securities, LLC.01-30-2018
Anthony BotteThe O.N. Equity Sales CompanyPruco Securities, LLC.01-29-2018
Paul WesolowskiPNC InvestmentsPruco Securities, LLC.01-23-2018
James Francis KrusePNC InvestmentsPruco Securities, LLC.12-20-2017
Jeff Charles GeorgeMML Investors Services, LLCPruco Securities, LLC.12-12-2017
Christopher OrtizJ.P. Morgan Securities LLCPruco Securities, LLC.09-28-2017
Stephanie BarnesNYLIFE Securities LLCPruco Securities, LLC.09-20-2017
David G FrazierMML Investors Services, LLCPruco Securities, LLC.09-12-2017
James Wayne MarkerJ.P. Morgan Securities LLCPruco Securities, LLC.08-25-2017
Patricia Maura MurphyNYLIFE Securities LLCPruco Securities, LLC.06-23-2017
Terrence Patrick MurphyNYLIFE Securities LLCPruco Securities, LLC.02-24-2017
Robert J. LesHornor, Townsend & Kent, LLCPruco Securities, LLC.01-25-2017
Thomas Gerard LarkinJ.P. Morgan Securities LLCPruco Securities, LLC.01-23-2017
Lawrence Barry FrancisValMark Securities, Inc.Pruco Securities, LLC.01-18-2017
Alan Jay MendlowitzGWN Securities Inc.Pruco Securities, LLC.01-06-2017
Judy HelbigGWN Securities Inc.Pruco Securities, LLC.01-03-2017
Daniel J. SteimleNYLIFE Securities LLCPruco Securities, LLC.11-17-2016
Stephen Flores TriasPruco Securities, LLC.Pruco Securities, LLC.11-16-2016
Alan R. Babbitt Sr.NYLIFE Securities LLCPruco Securities, LLC.11-14-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.