Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven CrevarMercer Global Advisors Inc.Purshe Kaplan Sterling Investments11-13-2019
Gerald F. Jones Jr.Summit Financial, LLCPurshe Kaplan Sterling Investments$10001-03-2019
John Charles Von NessenCambridge Investment Research, Inc.Purshe Kaplan Sterling Investments$2501-02-2019
Stephen Anthony MolinelliAPW Capital, Inc.Purshe Kaplan Sterling Investments$2501-02-2019
John Howard ChapelAPW Capital, Inc.Purshe Kaplan Sterling Investments$1701-02-2019
James Herbert Hunt IVAPW Capital, Inc.Purshe Kaplan Sterling Investments$2501-02-2019
Kevin Edward RyanAPW Capital, Inc.Purshe Kaplan Sterling Investments01-02-2019
Martin Robert NielsenAPW Capital, Inc.Purshe Kaplan Sterling Investments$2501-02-2019
Willard David Moore Jr.APW Capital, Inc.Purshe Kaplan Sterling Investments01-02-2019
Eric William LathropAPW Capital, Inc.Purshe Kaplan Sterling Investments01-02-2019
Margaret Jane GoreSummit Financial, LLCPurshe Kaplan Sterling Investments12-26-2018
James Eric SzwercMorgan StanleyPurshe Kaplan Sterling Investments09-13-2017
Geoffrey Paul LeonardMorgan StanleyPurshe Kaplan Sterling Investments04-10-2017
Matthew Joseph FigueroaBCG Securities, Inc.Purshe Kaplan Sterling Investments01-10-2017
Justin M. KucharMutual of Omaha Investor Services, Inc.Purshe Kaplan Sterling Investments01-04-2017
Frank B. JaffeAmeriprise Financial Services, LLCPurshe Kaplan Sterling Investments$2505-17-2016
Steven FernandezNorthwestern Mutual Investment Services, LLCPurshe Kaplan Sterling Investments04-04-2016
Patrick J. DougherMerrill Lynch, Pierce, Fenner & Smith IncorporatedPurshe Kaplan Sterling Investments01-13-2016
Jasmin Joi O'NealPruco Securities, LLC.Purshe Kaplan Sterling Investments10-16-2015
George William Bonney IIIConcert Wealth ManagementPurshe Kaplan Sterling Investments12-03-2014
David Morris TobinTobin Investment Planning LLCPurshe Kaplan Sterling Investments09-16-2014
Michael D LynchMaltin Wealth Management, Inc.Purshe Kaplan Sterling Investments$15009-26-2012

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.