Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph James DecandiaINVEST Financial CorporationRaymond James Financial Services, Inc.$15001-14-2010
Denis Joseph KennyWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.03-09-2011
George Michael Cuevas IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.04-25-2011
Michael John KlosekChase Investment Services Corp.Raymond James Financial Services, Inc.12-27-2011
Karen Sue FeolaWells Fargo Advisors Financial Network, LLCRaymond James Financial Services, Inc.06-01-2012
David Leon Shelly Jr.Lincoln InvestmentRaymond James Financial Services, Inc.$5001-10-2013
Nikki CibelliPNC InvestmentsRaymond James Financial Services, Inc.02-11-2013
Mark Peter ParisiAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.07-11-2013
Bruce Alan YoungThe Investment Center, Inc.Raymond James Financial Services, Inc.10-22-2013
Michael John EmersonLPL Financial LLCRaymond James Financial Services, Inc.$2510-31-2013
John Fitzgerald AcostaRBC Capital Markets, LLCRaymond James Financial Services, Inc.$5011-25-2013
Brian Matthew FernandezRBC Capital Markets, LLCRaymond James Financial Services, Inc.$5011-25-2013
Catherine Gloria CoyneLincoln InvestmentRaymond James Financial Services, Inc.05-19-2014
Robert John StahlerEdward JonesRaymond James Financial Services, Inc.$5009-09-2016
Michael Alan GunzaCetera Investment Services LLCRaymond James Financial Services, Inc.$5009-22-2016
Douglas Jeffrey PruettBCG Securities, Inc.Raymond James Financial Services, Inc.11-10-2016
Maureen Ann NymanWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.06-01-2017
Matthew George WatsonOppenheimer & Co. Inc.Raymond James Financial Services, Inc.$2509-05-2017
Margaret Ann LaquidaraInvestment Professionals, Inc.Raymond James Financial Services, Inc.12-15-2017
John Vincent SpatolaSantander Securities LLCRaymond James Financial Services, Inc.03-16-2018
Ottilia Boechat SturaMML Investors Services, LLCRaymond James Financial Services, Inc.02-11-2019
Chang LeeMML Investors Services, LLCRaymond James Financial Services, Inc.03-15-2019
Eric Robert ListickLPL Financial LLCRaymond James Financial Services, Inc.$2505-31-2019
Louis Robert Hery Jr.American Portfolios Financial Services, Inc.Raymond James Financial Services, Inc.08-26-2019
Jeffrey Thomas BeebeCetera Financial Specialists LLCRaymond James Financial Services, Inc.09-16-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.