Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Patrick BevinsAmerican Portfolios Financial Services, Inc.Securian Financial Services, Inc.12-19-2018
Frank James Savasta IIAXA Advisors, LLCSecurian Financial Services, Inc.12-05-2018
James Peter DzwilewskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.09-07-2018
Jason NataleM&T Securities, Inc.Securian Financial Services, Inc.04-04-2018
Harry Stephen LodgeLPL Financial LLCSecurian Financial Services, Inc.03-27-2017
Gavin Richard LodgeLPL Financial LLCSecurian Financial Services, Inc.03-27-2017
Christopher Brian NoyalisLPL Financial LLCSecurian Financial Services, Inc.03-27-2017
David ItkoffWells Fargo Clearing Services, LLCSecurian Financial Services, Inc.01-06-2016
Christopher Robert IbrahimJanney Montgomery Scott LLCSecurian Financial Services, Inc.01-06-2016
James Christopher WilkesJ.P. Morgan Securities LLCSecurian Financial Services, Inc.12-21-2015
Bogdan ProtasUBS Financial Services Inc.Securian Financial Services, Inc.09-17-2015
Edward William Schuler Jr.Woodbury Financial Services, Inc.Securian Financial Services, Inc.04-24-2015
David Lawrence BailinWoodbury Financial Services, Inc.Securian Financial Services, Inc.02-01-2013
Sameer Vasudev DerashriMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.01-03-2012
Michael Frank KayFinancial Life Focus, LLCSecurian Financial Services, Inc.08-02-2010
Olga Leka RaykhelsonFinancial Life Focus, LLCSecurian Financial Services, Inc.06-30-2010
Hugues RivardFinancial Life Focus, LLCSecurian Financial Services, Inc.06-30-2010
Steven Patrick FordFCG Advisors, LLCSecurian Financial Services, Inc.12-04-2009
James J. Giordano Jr.Sorrento Pacific Financial, LLCSecurian Financial Services, Inc.$2508-25-2014
John Joseph DipietroAmeriprise Financial Services, Inc.Securian Financial Services, Inc.$5001-17-2018

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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